Sean R. Bueter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Robert Bueter was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 1987. Sean had worked at 3 firms and has passed the Series 63, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2000 - May 11, 2015
BUETER & ASSOCIATES INC
April 5, 1988 - November 13, 2013
BUETER AND COMPANY, INC.
November 23, 1987 - March 1, 1988
FIRST AFFILIATED SECURITIES, INC.
October 13, 1987 - November 16, 1987
BUETER AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 5/3/1993
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
BUETER & ASSOCIATES INC
CRD#: 110721 / SEC#: 801-16604
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
