How trustworthy is your Financial Advisor?

CHECK FOR RED FLAGS

q4G0EfpMQq4

See the full picture before you decide

Nearly 100,000 registered financial advisors have customer disputes, bankruptcies, criminal activity, and more on their records. In 2023, about 60 red flags were recorded daily. That's why it's crucial to check if your advisor has any red flags and decide whether you're comfortable with them.

GET TO KNOW Rachel

ADVISOR PROFILE

1. 04/19/2011 - OTHER-PREPAID LEGAL PLAN - AMERIESTATE LEGAL PLAN, INC.- THIS IS A PREPAID LEGAL PLAN FOR ESTATE PLANNING AND/OR ASSET PROTECTION. MY ROLE IS TO EXPLAIN THE BENEFITS, COLLECT THE NECESSARY INFORMATION AND PASS THIS ON TO AMERIESTATE FOR THEIR ATTORNEYS. WE ARE IN NO WAY INVOLVED IN THE PRACTICE OF LAW. - 5% OF TIME SPENT. 2. 05/14/2014 - NON-VARIABLE INSURANCE DBA - TRI-CIRCLE FINANCIAL STRATEGIES - SALE OF LIFE, HEALTH AND LONG TERM CARE INSURANCE. - TIME SPENT 25% - SANTA ANA, CA. 3. 01/7/2015 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - SUCCESSION STRATEGIES, INC. - STARTED 01/01/2015 - TIME SPENT 2 HOURS PER MONTH/0 HOURS DURING TRADING - 1633 E. 4TH STREET, SUITE 216, SANTA ANA, CA 92701. 4. 1/27/2017 - City of Irvine CA - Not Investment Related - 1 Civic Center Plaza, Irvine CA 92606 - Non-Profit Board Member - Started 02/01/2010 - 5 Hours per Month During Securities Trading - Senior Advisory committee.

FIRM INFORMATION

Some financial advisors may work at more than one firm. Click view work history below to review their data.

GET PROTECTED WITH ADVISORCHECK

At AdvisorCheck, we want to ensure that the financial advisor you work with, or plan to work with, provides you with peace of mind that your money is safe. That’s why we offer background checks that cover 9 key categories.
vFjUHaDh2_g

FEEDBACK

Feedback Policy

Rachel Amy Owens

Experience: 36 years / 3 firms

CRD#: 1734960


© 2024 AdvisorCheck an AIMR Analytics company.  All Rights Reserved