Christine S. Kalivas

FORTUNE FINANCIAL GROUP

GLEN ELLYN, IL 60137

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CRD#: 1734959

Professional summary

Christine Smith Kalivas, CFP®, who also goes by Christine Louise Kalivas, Cris Kalivas, Christine Louise Smith, Cris Smith, is a registered financial advisor currently at FORTUNE FINANCIAL GROUP, INC. located in Glen Ellyn, Illinois.

Christine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Christine has worked at 6 firms and has passed the Series 63, SIE, Series 52 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christine Louise Kalivas | Cris Kalivas | Christine Louise Smith | Cris Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

50% owner of RK Financal Wellness - several hours per week. Provide financial wellnesss and coaching benefits as an employee or trade association benefit.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Smith Kalivas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

January 11, 2019 - Present

FORTUNE FINANCIAL GROUP, INC.

Office #1: 800 W. Roosevelt Road, Building B Suite 104, Glen Ellyn, IL 60137

RIA

CRD#: 111378

GLEN ELLYN, IL

Past

October 7, 2014 - September 8, 2015

FIXED INCOME CAPITAL PARTNERS, LLC

CRD#: 123001

WHEATON, IL

Past

January 1, 1998 - June 10, 1998

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

CRD#: 36155

CHICAGO, IL

Past

November 14, 1994 - December 5, 1997

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

December 6, 1993 - November 14, 1994

CLAYTON BROWN & ASSOCIATES, INC.

CRD#: 3664

CHICAGO, IL

Past

April 19, 1988 - November 15, 1993

BMO CAPITAL MARKETS GKST INC.

CRD#: 8352

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTUNE FINANCIAL GROUP, INC.

CRD#: 111378 / SEC#: 801-133831

RIA

Registered Investment Advisory firm - (7/7/2025 Approved)

Florida

Registered Investment Advisory firm - (7/10/2025 Terminated)

Illinois

Registered Investment Advisory firm - (7/10/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/10/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/27/2023)

IAR

Illinois
(1/11/2019)

IAR

Texas
(5/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/2/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/8/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 52

Date: 10/14/2014

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 10/7/2014

General Securities Representative Examination

Current Firm

FORTUNE FINANCIAL GROUP, INC.

CRD#: 111378 / SEC#: 801-133831

RIA

Registered Investment Advisory firm - (7/7/2025 Approved)

Florida

Registered Investment Advisory firm - (7/10/2025 Terminated)

Illinois

Registered Investment Advisory firm - (7/10/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/10/2025 Terminated)

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Contact information

Main Address

800 W. Roosevelt Road, Building B Suite 104, Glen Ellyn, IL 60137

Mailing Address

Phone number

(630) 942-9007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	486
AUM (Assets Under Management)	$ 107,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christine S. Kalivas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Smith Kalivas's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIXED INCOME CAPITAL PARTNERS, LLC

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

DAIN RAUSCHER INCORPORATED

CLAYTON BROWN & ASSOCIATES, INC.

BMO CAPITAL MARKETS GKST INC.

Primary Firm SEC Registration

FORTUNE FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/2/1992

SIE

Date: 9/8/2015

Series 52

Date: 10/14/2014

Series 7

Date: 10/7/2014

Current Firm

FORTUNE FINANCIAL GROUP, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

FORTUNE FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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