John Ratkoski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Ratkoski was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2018 - December 31, 2019
ON INVESTMENT MANAGEMENT CO
June 27, 2018 - December 31, 2019
THE O.N. EQUITY SALES COMPANY
March 25, 2017 - April 24, 2017
MML INVESTORS SERVICES, LLC
March 25, 2017 - April 24, 2017
MML INVESTORS SERVICES, LLC
February 18, 2016 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
January 19, 2016 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
November 6, 2015 - January 22, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 9, 2015 - January 22, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 22, 2013 - September 8, 2015
BREAN CAPITAL, LLC
March 4, 2008 - January 18, 2013
ROCHDALE SECURITIES LLC
June 13, 2005 - March 3, 2008
FM PARTNERS HOLDINGS LLC
July 1, 1998 - June 20, 2005
COWEN AND COMPANY
November 8, 1996 - July 1, 1998
FINANCIAL SQUARE PARTNERS
March 28, 1995 - October 24, 1996
MORGAN STANLEY DW INC.
October 4, 1993 - March 22, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
February 23, 1988 - October 4, 1993
NEUBERGER BERMAN BD LLC
Primary Firm SEC Registration
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/3/2008
Limited Representative-Equity Trader ExamCurrent Firm
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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