Christopher Joseph Caputo
Professional Summary
Christopher Joseph Caputo, who also goes by Christopher J Caputo, is a registered financial advisor currently at TRAILMARK INC. located in Atlanta, Georgia. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1994. Christopher has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher J Caputo
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
FORTRESS GROUP, INC. | TRAILMARK INC. | FORTRESS WILLIAMSON SECURITIES, INC.
Contact Information
Main Address
3355 Lenox Road Ne Suite 805, Atlanta, GA 30326-1352Mailing Address
P.o. Box 190549, Atlanta, GA 31119Phone Number
(404) 900-5501Established
Georgia since 08/07/2000Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/15/2001)
(3/22/2001)
(6/2/2005)
(5/20/2005)
(3/20/2001)
(6/28/2006)
(6/7/2005)
(3/9/2001)
(6/20/2005)
(8/13/2001)
(7/18/2001)
(12/19/2001)
(8/8/2001)
(5/2/2006)
(3/26/2024)
(6/26/2006)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Joseph Caputo's CRS (Customer Relationship Summary).
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