Christopher J. Caputo
Professional summary
Christopher Joseph Caputo, who also goes by Christopher J Caputo, is a registered financial professional currently at TRAILMARK INC. located in Atlanta, Georgia.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1994. Christopher has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Joseph Caputo's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2001 - Present
TRAILMARK INC.
Office #1: 3355 Lenox Road Ne Suite 805, Atlanta, GA 30326-1352August 3, 1994 - October 20, 1998
CA IB SECURITIES (NEW YORK) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2001)
(3/22/2001)
(6/2/2005)
(5/20/2005)
(3/20/2001)
(6/28/2006)
(6/7/2005)
(3/9/2001)
(6/20/2005)
(8/13/2001)
(7/18/2001)
(12/19/2001)
(8/8/2001)
(5/2/2006)
(3/26/2024)
(6/26/2006)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TRAILMARK INC.
CRD#: 104408 / SEC#: , 8-52864
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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