Terry J. Odonnell
Professional summary
Terry Jon Odonnell was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Terry is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Terry had worked at 10 firms, which includes MESIROW FINANCIAL INC., SUNCOAST CAPITAL GROUP LTD., LOP CAPITAL MARKETS INC., GRUNTAL & CO. L.L.C., GMS GROUP, IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC, LEHWALD OROSEY & PEPE INCORPORATED, FIRST STATE INVESTMENTS INC., FIRST INVESTMENT SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2001 - October 31, 2006
MESIROW FINANCIAL, INC.
August 18, 1997 - January 2, 2001
SUNCOAST CAPITAL GROUP, LTD.
March 27, 1997 - February 18, 1998
LOP CAPITAL MARKETS, INC.
August 5, 1996 - September 18, 1997
GRUNTAL & CO., L.L.C.
July 30, 1996 - March 4, 1997
GMS GROUP
June 17, 1996 - July 16, 1996
IDS LIFE INSURANCE COMPANY
June 17, 1996 - July 16, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
April 20, 1995 - November 7, 1995
LOP CAPITAL MARKETS, INC.
June 24, 1988 - November 7, 1995
LEHWALD, OROSEY & PEPE INCORPORATED
January 4, 1988 - July 9, 1988
FIRST STATE INVESTMENTS, INC.
October 7, 1987 - January 20, 1988
FIRST INVESTMENT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MESIROW FINANCIAL, INC.
CRD#: 2764 / SEC#: , 8-28816
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MESIROW FINANCIAL HOLDINGS, INC. | MAJORITY SHAREHOLDER | |
| MESIROW FINANCIAL SERVICES, INC. | MINORITY SHAREHOLDER | |
| PRICE, RICHARD SCOTT | DIRECTOR | 367760 |
| FARR, CHRISTOPHER DAYNE | CFO | 3239925 |
| HAYES, MARY JO MOON | CHIEF COMPLIANCE OFFICER | 1196353 |
| JACOBSON, STEPHEN DAVID | SENIOR MANAGING DIRECTOR | 1353790 |
| KEIG, JESSE JOSEPH | DIRECTOR | 5268961 |
| LEVINE, JEFFREY MICHAEL | CEO/PRESIDENT | 5627249 |
| OAKLEY, ADAM JOEL | SENIOR MANAGING DIRECTOR, INVESTMENT BANKING | 4795934 |
| PRICE, BRIAN DAVID | CHAIRMAN, INVESTMENT BANKING DIVISION | 5192466 |
| WALDROP, TODD E. | SENIOR MANAGING DIRECTOR | 4194147 |
Disclosures
| Regulatory Event | 18 |
| Civil Event | 1 |
| Bond | 2 |
Red Flags
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