How trustworthy is your Financial Advisor?

CHECK FOR RED FLAGS

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See the full picture before you decide

Nearly 100,000 registered financial advisors have customer disputes, bankruptcies, criminal activity, and more on their records. In 2023, about 60 red flags were recorded daily. That's why it's crucial to check if your advisor has any red flags and decide whether you're comfortable with them.

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ADVISOR PROFILE

Services Offered
Financial planning
Retirement planning
My Ideal Client
Retail
High Net Worth
Ultra High Net Worth
Small Business

FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE REGIONAL SEMINARY OF ST VINCENT DE PAUL IN FL INVESTMENT RELATED: N ADDRESS OF BUSINESS: BOYNTON BEACH, FLORIDA 33436 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 4/15/2013 NUMBER OF HOURS DEVOTED: 8 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE COMMITTEE ASSIST THE SEMINARY WITH POLICY AND MONITORING OF OUR ENDOWMENT WHICH IS UNDER THE CARE OF CAPTRUST BASED IN TAMPA. 2 ANNUAL MEETINGS. I*119151 For profit or not for profit: Non-Profit Organization Name of outside business organization: St Coleman Church Investment related: N Address of business: pompano beach, Florida 33062 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 11/15/2018 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Finance committee member. Review accounts , expenses , collections of the Church.

FIRM INFORMATION

Some financial advisors may work at more than one firm. Click view work history below to review their data.

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David J Diaz

Experience: 36 years / 1 firms

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