MM

Martin Mittag-lenkheym

Some features on this profile are disabled
CRD#: 1734402
MM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Martin Mittag-lenkheym, who also goes by Martin Mittag, Martin Mittaglenkheym, was a registered financial professional .

Martin is a previously registered financial professional and started their career in finance in 1987. Martin had worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Martin Mittag | Martin Mittaglenkheym

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 26, 2012 - May 20, 2013

IHS HEROLD INC.

RIA
CRD#: 127160
NORWALK, CT
Past

September 22, 1987 - October 30, 1992

CA IB SECURITIES (NEW YORK) INC.

BD
CRD#: 14851
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam

Current Firm


IH
IHS HEROLD INC.
IHS HEROLD INC. | JOHN S. HEROLD INC.

CRD#: 127160 / SEC#:

Connecticut
Registered Investment Advisory firm - (1/8/2016 Approved)
Louisiana
Registered Investment Advisory firm - (12/31/2015 Failure to Renew)
Massachusetts
Registered Investment Advisory firm - (2/17/2016 Approved)
Texas
Registered Investment Advisory firm - (12/31/2015 Failure to Renew)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
55 Post Rd. West 2nd Floor, Westport, CT 06880
Mailing Address
Phone number
(203) 847-3344
Established
Firm type
Fiscal year end
# of Employees
34

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


IHS HEROLD INC.

CRD#: 127160

TRUST BUT VERIFY

Monitor Martin Mittag-lenkheym

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.