DG
David J. Gagnon
M HOLDINGS SECURITIES
Reading, MA 01867
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CRD#: 1734379
DG
Professional summary
David John Gagnon, who also goes by D John Gagnon, David John Gagnon Jr, John Gagnon, is a registered financial professional currently at M HOLDINGS SECURITIES, INC. located in Reading, Massachusetts.
David is registered as a RR (Registered Representative) and started their career in finance in 1987. David has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
D John Gagnon | David John Gagnon Jr | John Gagnon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE SALES AND SERVICE; INVESTMENT RELATED; 281 MAIN STREET, READING, MA 01867; SALES AND SERVICE OF NON-VARIABLE INSURANCE PRODUCTS; AGENT; 05/22/1999; 40 HRS/MONTH; 2 HRS DURING TRADING; SALES AND SERVICE OF NON-VARIABLE INSURANCE PRODUCTS __|__ 2. GWT HAVEN REALTY LLC; INVESTMENT RELATED; 2 HAVEN ST, STE 307, READING, MA 01867; RENTAL PROPERTY OWNER; CO-OWNER; MARCH 2009; 2 HRS/MONTH; 0 HRS DURING TRADING; PRIVATE ENTITY CREATED TO OWN CONDOMINIUMS __|__ 3. GWT REALTY TRUST; INVESTMENT RELATED; DOVER, NH 03820; MANAGING PARTNER; MARCH 2009; 2 HRS/MONTH; 0 HRS DURING TRADING; TRUST TO HOLD OFFICE BUILDING __|__ 4. LOWELL FIVE CENT SAVINGS BANK; INVESTMENT RELATED; 30 INTERNATIONAL PLACE, TEWKSBURY, MA 01876; BOARD MEMBER; 2/25/2019; 8 HRS/MONTH; 8 HRS DURING TRADING; AUDIT COMMITTEE MEMBER AND MEMBER OF THE BOARD OF DIRECTORS __|__ 5. AIRBNB; INVESTMENT RELATED; 262 SOUTH BRADFORD STREET, NORTH ANDOVER, MA 10845; RENTAL PROPERTY OWNER; 03/01/2019; 2 HRS/MONTH; 0 HRS DURING TRADING; RENTAL OF SUITE ATTACHED TO PRIMARY RESIDENCE __|__ 6. M FINANCIAL PRODUCT DEVELOPMENT COMMITTEE; INVESTMENT RELATED; 1125 NW COUCH STREET, #900, PORTLAND, OR 97209; COMMITTEE MEMBER; 1/2019; 1 HR/MONTH; 1 HR DURING TRADING; REVIEW OF INSURANCE PRODUCTS TO BE UTILIZED BY M MEMBER FIRMS __|__ 7. M GOVERNMENT AFFAIRS COMMITTEE; NOT INVESTMENT RELATED; 1125 NW COUCH STREET, #900, PORTLAND, OR 97209; MEMBER; 11/2023; 1 HR/MONTH; 1 HR DURING TRADING; MEET ONCE A MONTH TO DISCUSS LEGISLATIVE CHANGES PERTAINING TO THE INSURANCE INDUSTRY __|__
CRS (Client Relationship Summary) - BD
Click below to view David John Gagnon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2010 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 281 Main St. Flr. 2, Reading, MA 01867RIA
BD
CRD#: 43285
Reading, MA
Past
July 10, 2012 - April 21, 2025
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
PORTLAND, OR
Past
December 14, 1992 - October 1, 2010
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
READING, MA
Past
September 30, 1987 - June 23, 1993
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/2/2021)
RR
Connecticut(10/1/2010)
RR
District of Columbia(10/1/2010)
RR
Florida(10/1/2010)
RR
Illinois(7/2/2021)
RR
Iowa(2/14/2024)
RR
Kansas(5/16/2011)
RR
Louisiana(10/1/2010)
RR
Maine(10/1/2010)
RR
Massachusetts(10/5/2010)
RR
Michigan(7/2/2021)
RR
New Hampshire(10/1/2010)
RR
New Jersey(10/1/2010)
RR
New York(10/1/2010)
RR
Oregon(12/16/2011)
RR
Pennsylvania(10/1/2010)
RR
Rhode Island(10/1/2010)
RR
Tennessee(2/10/2023)
RR
Vermont(10/1/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
M HOLDINGS SECURITIES, INC.
CRD#: 43285Reading, MA 01867TRUST BUT VERIFY
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