Joseph G. Marrazzo

GUARDIAN ASSET ADVISORS

MECHANICSBURG, PA 17055

Some features on this profile are disabled

CRD#: 1734345

Professional summary

Joseph G Marrazzo JR is a registered financial advisor currently at GUARDIAN ASSET ADVISORS, LLC located in Mechanicsburg, Pennsylvania and OSAIC WEALTH, INC. located in Harrisburg, Pennsylvania.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Joseph has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph G Marrazzo JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2007 - Present

GUARDIAN ASSET ADVISORS, LLC

Office #1: 5000 Ritter Rd Ste 202, Mechanicsburg, PA 17055

RIA

CRD#: 144958

MECHANICSBURG, PA

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 501 S Arlington Ave, Harrisburg, PA 17109

RIA

CRD#: 23131

Harrisburg, PA

Past

October 9, 2017 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

Harrisburg, PA

Past

February 16, 2006 - October 11, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

HARRISBURG, PA

Past

January 19, 1999 - October 11, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

HARRISBURG, PA

Past

January 31, 1997 - January 5, 1999

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUARDIAN ASSET ADVISORS, LLC

GUARDIAN ASSET ADVISORS LLC | SENTINEL INTEGRATED PLANNING | SECURITIES AMERICA | MARRAZZO & ASSOCIATES FINANCIAL GROUP | GUARDIAN ASSET ADVISORS, LLC

CRD#: 144958 / SEC#: 801-120536

RIA

Registered Investment Advisory firm - (3/15/2021 Approved)

Florida

Registered Investment Advisory firm - (3/31/2021 Terminated)

Maryland

Registered Investment Advisory firm - (3/31/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/7/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(6/14/2024)

Florida
(6/14/2024)

Georgia
(5/28/2025)

Maryland
(6/14/2024)

North Carolina
(6/14/2024)

IAR

Pennsylvania
(11/19/2021)

Pennsylvania
(6/14/2024)

South Carolina
(6/14/2024)

Virginia
(6/14/2024)

West Virginia
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/15/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/24/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/30/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

GUARDIAN ASSET ADVISORS, LLC

GUARDIAN ASSET ADVISORS LLC | SENTINEL INTEGRATED PLANNING | SECURITIES AMERICA | MARRAZZO & ASSOCIATES FINANCIAL GROUP | GUARDIAN ASSET ADVISORS, LLC

CRD#: 144958 / SEC#: 801-120536

RIA

Registered Investment Advisory firm - (3/15/2021 Approved)

Florida

Registered Investment Advisory firm - (3/31/2021 Terminated)

Maryland

Registered Investment Advisory firm - (3/31/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/7/2021 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5000 Ritter Rd Suite 202, Mechanicsburg, PA 17055

Mailing Address

Phone number

(717) 691-3003

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GAA - ADV PART 2A - FIRM BROCHURE (3/18/2026)

Regulatory assets under management

Total Number of Accounts	1,309
AUM (Assets Under Management)	$ 278,314,238

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kevin Smith

JANNEY MONTGOMERY SCOTT LLC

IAR

York, PA

Alyssum Keefer

JANNEY MONTGOMERY SCOTT LLC

IAR

York, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph G. Marrazzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph G Marrazzo JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

THE ADVISORS GROUP, INC.

Primary Firm SEC Registration

GUARDIAN ASSET ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/15/2006

Series 63

Date: 2/24/1997

SIE

Date: 10/1/2018

Series 6

Date: 1/30/1997

FINRA

Current Firm

GUARDIAN ASSET ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUARDIAN ASSET ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors