How trustworthy is your Financial Advisor?

CHECK FOR RED FLAGS

q4G0EfpMQq4

See the full picture before you decide

Nearly 100,000 registered financial advisors have customer disputes, bankruptcies, criminal activity, and more on their records. In 2023, about 60 red flags were recorded daily. That's why it's crucial to check if your advisor has any red flags and decide whether you're comfortable with them.

GET TO KNOW Daniel

ADVISOR PROFILE

(1)Name of Business: GIVE LLC Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 08/18/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 50% owner in GIVE LLC. Managerial and promotional responsibilities. (2)Name of Business: Lee, Sipe and Associates Address: 15245 Shady Grove Rd. #370 Rockville MD 20850, Rockville, MD, 20850, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 02/11/2002 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 50% owner of support company (3)Name of Business: Lee, Sipe And Associates Address: 15245 Shady Grove Rd. #240, rockville, MD, 20850, United States Activity Type: Non-variable Insurance Position/Title: Other Investment Related: Yes Start Date: 12/13/2006 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 2-10 Description of duties: General Agent (4)Name of Business: NA Address: 15425 Shady Grove Rd. #240 Rockville MD 20850, rockville, MD, 20850, United States Activity Type: Non-variable Insurance Position/Title: Other Investment Related: Yes Start Date: 08/23/2005 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 2-10 Description of duties: GA for Canada Life, Ohio National and Lafayette Life (5)Name of Business: NA Address: 15245 Shady Grove Rd. #240, Rockville MD 20850, rockville, MD, 20850, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 01/17/2010 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 2-10 Description of duties: As part of previously approved insurance OBA will offer life insurance planning as part of charitable giving. No specific investments will be referenced. OBA forms will be signed as we do now. (6)Name of Business: Serving Those Who Serve Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/30/2014 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Founding Partner, Owner

FIRM INFORMATION

Some financial advisors may work at more than one firm. Click view work history below to review their data.

GET PROTECTED WITH ADVISORCHECK

At AdvisorCheck, we want to ensure that the financial advisor you work with, or plan to work with, provides you with peace of mind that your money is safe. That’s why we offer background checks that cover 9 key categories.
vFjUHaDh2_g

FEEDBACK

Feedback Policy

Daniel Joseph Sipe

Experience: 34 years / 5 firms

© 2024 AdvisorCheck an AIMR Analytics company.  All Rights Reserved