Atul C. Dubal
Professional summary
Atul C Dubal, CFP®, who also goes by Ac Andy, Andy Dubal, Atul Andy Dubal, is a registered financial advisor currently at PRUDENT PROSPERA PLANNING, INC. located in Pleasanton, California.
Atul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Atul has worked at 20 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Atul C Dubal's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2004
Experience
June 4, 2015 - Present
PRUDENT PROSPERA PLANNING, INC.
Office #1: 5506 Sunol Blvd, Suite 205, Pleasanton, CA 94566August 30, 2010 - March 4, 2015
FORESTERS EQUITY SERVICES, INC.
August 30, 2010 - March 4, 2015
FORESTERS EQUITY SERVICES, INC.
December 16, 2008 - August 27, 2010
QA3 FINANCIAL LLC
December 16, 2008 - August 27, 2010
QA3 FINANCIAL CORP.
January 3, 2007 - December 15, 2008
EPLANNING ADVISORS INC
January 3, 2007 - December 15, 2008
EPLANNING SECURITIES, INC.
April 4, 2006 - January 3, 2007
UNITED SECURITIES ALLIANCE, INC.
April 4, 2006 - January 3, 2007
UNITED SECURITIES ALLIANCE, INC.
April 22, 2005 - July 17, 2006
STERLING FINANCIAL SERVICES, INC.
March 30, 2005 - April 6, 2006
OSAIC WEALTH, INC.
December 14, 2004 - April 6, 2006
OSAIC WEALTH, INC.
May 27, 2004 - November 29, 2004
MSI FINANCIAL SERVICES, INC.
June 12, 2002 - November 29, 2004
METROPOLITAN LIFE INSURANCE COMPANY
June 12, 2002 - November 29, 2004
MSI FINANCIAL SERVICES, INC.
January 5, 2001 - November 30, 2001
SOGOTRADE, INC.
October 26, 2000 - January 4, 2001
WHITE PACIFIC SECURITIES, INC.
August 22, 2000 - October 24, 2000
GLOBAL ACCESS FINANCIAL SERVICES
March 28, 2000 - August 23, 2000
MAXIMUM FINANCIAL INVESTMENT GROUP, INC.
December 17, 1999 - March 29, 2000
DOMINARI SECURITIES LLC
January 4, 1999 - December 17, 1999
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 2, 1992 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
January 1, 1991 - December 15, 1992
MEYERS SECURITIES CORPORATION
September 24, 1987 - November 24, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/25/2021)
(6/4/2015)
(6/5/2023)
(3/7/2023)
Exams
Series 55
Date: 3/27/2000
Limited Representative-Equity Trader ExamCurrent Firm
PRUDENT PROSPERA PLANNING, INC.
CRD#: 175416 / SEC#:
Contact information
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