Gerald P. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Pendleton Campbell, who also goes by Jerry Campbell, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1987. Gerald had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 1996 - January 2, 2014
COASTAL SECURITIES, INC.
June 26, 1995 - October 29, 1996
ICBA SECURITIES
June 12, 1995 - October 29, 1996
VINING-SPARKS IBG, LLC
October 4, 1994 - June 5, 1995
WESTCAP SECURITIES, L.P.
August 4, 1994 - October 6, 1994
TDI, INCORPORATED
March 2, 1994 - August 30, 1994
THE TRADING DESK, INC.
June 24, 1991 - March 16, 1994
GSC SECURITIES, INC.
September 4, 1987 - March 16, 1994
GOVERNMENT SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COASTAL SECURITIES, INC.
CRD#: 27834 / SEC#: , 8-43227
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
