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MG

Michael P. Garvin

CONFIGURE PARTNERS SECURITIES
Atlanta, GA 30326
Some features on this profile are disabled
CRD#: 1734092
MG

Professional summary

Michael Paul Garvin JR, who also goes by Michael Paul Garvin, is a registered financial professional currently at CONFIGURE PARTNERS SECURITIES, LLC located in Atlanta, Georgia.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Paul Garvin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Paul Garvin JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 23, 2020 - Present

CONFIGURE PARTNERS SECURITIES, LLC

Office #1: 3344 Peachtree Road Ne Suite 1500, Atlanta, GA 30326
BD
CRD#: 165594
Atlanta, GA
Past

September 16, 2002 - July 11, 2019

ING FINANCIAL MARKETS LLC

BD
CRD#: 28872
ATLANTA, GA
Past

September 2, 1999 - June 26, 2001

TRUIST SECURITIES, INC.

BD
CRD#: 6271
ATLANTA, GA
Past

July 1, 1998 - September 7, 1999

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY
Past

October 7, 1997 - July 1, 1998

ING BARING (U.S.) SECURITIES, INC.

BD
CRD#: 5285
NEW YORK, NY
Past

June 7, 1995 - October 7, 1996

PRINCIPAL FINANCIAL SECURITIES,INC.

BD
CRD#: 260
DALLAS, TX
Past

September 21, 1992 - June 6, 1995

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

September 11, 1991 - October 16, 1992

WM. H. MURPHY & CO., INC.

BD
CRD#: 27274
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/19/2021)
RR
Connecticut
(2/21/2025)
RR
Florida
(4/19/2021)
RR
Georgia
(9/23/2020)
RR
Illinois
(2/21/2025)
RR
Massachusetts
(2/21/2025)
RR
New Jersey
(2/21/2025)
RR
New York
(1/18/2024)
RR
Pennsylvania
(2/21/2025)
RR
Tennessee
(2/21/2025)
RR
Texas
(4/19/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 5/22/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/20/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/16/2015
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 9/10/1991
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CP
CONFIGURE PARTNERS SECURITIES, LLC
CONFIGURE PARTNERS SECURITIES, LLC | GLASSRATNER SECURITIES, LLC

CRD#: 165594 / SEC#: , 8-69172

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3344 Peachtree Road Ne Suite 1500, Atlanta, GA 30326
Mailing Address
3344 Peachtree Road Ne Suite 1500, Atlanta, GA 30326
Phone number
(404) 536-0690
Established
Georgia since 08/16/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CONFIGURE PARTNERS HOLDINGS, LLCSOLE MEMBER
FAVARO, VINCENT WILLIAMCCO4163532
HOPKINS, THOMAS JOHNFINOP, PFO, POO1835087
JACQUIN, JAY CHRISTOPHEREXECUTIVE REP., INVESTMENT BANKING AND PRIVATE SECURITIES OFFERINGS PRINCIPAL5155292

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONFIGURE PARTNERS SECURITIES, LLC

CRD#: 165594Atlanta, GA 30326

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