Lisa A. Schonefeld

FIRST DALLAS SECURITIES

Dallas, TX 75201

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CRD#: 1734069

Professional summary

Lisa Armstrong Schonefeld, who also goes by Lisa Michelle Armstrong, Lisa Michelle Moore, Lisa Michelle Schonefeld, is a registered financial professional currently at FIRST DALLAS SECURITIES INCORPORATED located in Dallas, Texas.

Lisa is registered as a RR (Registered Representative) and started their career in finance in 1997. Lisa has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lisa Michelle Armstrong | Lisa Michelle Moore | Lisa Michelle Schonefeld

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lisa Armstrong Schonefeld's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2014 - Present

FIRST DALLAS SECURITIES INCORPORATED

Office #1: 2905 Maple Ave., Dallas, TX 75201

RIA

CRD#: 24549

Dallas, TX

Past

January 17, 2014 - November 18, 2016

HODGES CAPITAL MANAGEMENT INC

RIA

CRD#: 110080

DALLAS, TX

Past

January 17, 2014 - November 18, 2016

FIRST DALLAS SECURITIES INCORPORATED

RIA

CRD#: 24549

DALLAS, TX

Past

June 22, 2007 - January 15, 2014

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

DALLAS, TX

Past

June 22, 2007 - January 15, 2014

RBC CAPITAL MARKETS, LLC

CRD#: 31194

DALLAS, TX

Past

April 21, 2004 - July 7, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

DALLAS, TX

Past

April 21, 2004 - July 7, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

DALLAS, TX

Past

May 8, 2002 - April 22, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DALLAS, TX

Past

May 6, 2002 - April 22, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

March 2, 1998 - May 14, 2002

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 2, 1998 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

August 14, 1997 - January 2, 1998

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST DALLAS SECURITIES INCORPORATED

FIRST DALLAS SECURITIES INCORPORATED | FIRST DALLAS SECURITIES, INC.

CRD#: 24549 / SEC#: 801-66208, 8-41231

RIA

Registered Investment Advisory firm - SEC (1/30/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(1/7/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 2/22/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/22/2000

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

FIRST DALLAS SECURITIES INCORPORATED

FIRST DALLAS SECURITIES INCORPORATED | FIRST DALLAS SECURITIES, INC.

CRD#: 24549 / SEC#: 801-66208, 8-41231

RIA

Registered Investment Advisory firm - SEC (1/30/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

2905 Maple Avenue, Dallas, TX 75201

Mailing Address

2905 Maple Avenue, Dallas, TX 75201

Phone number

(214) 954-1177

Established

Texas since 10/20/1988

Firm type

Corporation

Fiscal year end

July

Firm Size

Small

# of Employees

SEC notice filing (11 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE-OCT 2025 (10/31/2025)

Direct owners and executive officers

Name	Position	CRD#
HODGES CAPITAL HOLDINGS, INC.	SHAREHOLDER
BRADSHAW, GARY MACK	MUNI PRINCIPAL	1389924
DARABADEY, CHARMAGNE MARIE	CHIEF COMPLIANCE OFFICER	1481560
HAYS, STANLEY GLEN III	FINOP	5758208
HODGES, CRAIG DONALDSON	PRESIDENT	1714289

Regulatory assets under management

Total Number of Accounts	266
AUM (Assets Under Management)	$ 335,711,026

Disclosures

Regulatory Event	6
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lisa A. Schonefeld

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lisa Armstrong Schonefeld's CRS (Customer Relationship Summary).

Certified licenses

Experience

HODGES CAPITAL MANAGEMENT INC

FIRST DALLAS SECURITIES INCORPORATED

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

RAUSCHER PIERCE REFSNES, INC.

Primary Firm SEC Registration

FIRST DALLAS SECURITIES INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/1999

Series 63

Date: 10/27/1997

SIE

Date: 10/1/2018

Series 7

Date: 8/13/1997

Series 10

Date: 2/22/2000

Series 9

Date: 2/22/2000

FINRA

Current Firm

FIRST DALLAS SECURITIES INCORPORATED

Contact information

SEC notice filing (11 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

FIRST DALLAS SECURITIES INCORPORATED

TRUST BUT VERIFY

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