Samir H. Twair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samir Hasan Twair was a registered financial professional .
Samir is a previously registered financial professional and started their career in finance in 1993. Samir had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2014 - February 19, 2015
THE O.N. EQUITY SALES COMPANY
March 6, 2009 - December 31, 2012
PRINCIPAL SECURITIES, INC.
August 9, 2004 - March 10, 2009
FORESTERS EQUITY SERVICES, INC.
September 29, 2000 - July 30, 2004
MONY SECURITIES CORPORATION
October 22, 1997 - April 10, 2000
PRINCIPAL SECURITIES, INC.
March 7, 1996 - September 2, 1997
NYLIFE SECURITIES LLC
February 23, 1994 - January 26, 1996
PRUCO SECURITIES, LLC.
January 4, 1993 - January 31, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 4, 1993 - January 31, 1994
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
