Leon D. Slusher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leon Daniel Slusher, who also goes by Dan Slusher, L Daniel Slusher, was a registered financial professional .
Leon is a previously registered financial professional and started their career in finance in 1988. Leon had worked at 4 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2005 - December 3, 2020
INVESTMENT NETWORK, INC.
June 20, 1994 - May 11, 2005
WALNUT STREET SECURITIES, INC.
March 25, 1992 - May 24, 1994
WALNUT STREET SECURITIES, INC.
July 16, 1991 - April 21, 1992
LOCUST STREET SECURITIES, INC.
May 2, 1988 - December 31, 1990
HISTORIC SQUARE EQUITIES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTMENT NETWORK, INC.
CRD#: 127724 / SEC#: , 8-66036
Contact information
FINRA licenses (27 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
