Victor D. Jones
Professional summary
Victor Dwain Jones, CFP®, ChFC®, CLU® is a registered financial advisor currently at VICTOR JONES CPA, PC located in Seattle, Washington.
Victor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Victor has worked at 17 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 55, Series 3, Series 7, Series 10, Series 9, Series 8, Series 53, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Victor Dwain Jones's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1998
Experience
June 28, 2023 - Present
VICTOR JONES CPA, PC
Office #1: 1511 3rd Ave. Suite 503, Seattle, WA 98101December 24, 2020 - April 10, 2023
INFINITY FINANCIAL SERVICES ADVISORY
June 8, 2016 - December 31, 2020
INFINITY FINANCIAL SERVICES
June 8, 2016 - April 10, 2023
INFINITY FINANCIAL SERVICES
September 5, 2014 - June 8, 2016
MODERN CAPITAL ADVISORS, LLC
July 21, 2014 - June 8, 2016
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
February 2, 2012 - December 31, 2012
JONES FINANCIAL ADVISORS
January 6, 2012 - July 8, 2014
ST. BERNARD FINANCIAL SERVICES, INC.
October 21, 2011 - July 8, 2014
ST. BERNARD FINANCIAL SERVICES, INC.
January 24, 2011 - December 31, 2011
JONES FINANCIAL ADVISORS
March 5, 2009 - December 31, 2010
JONES FINANCIAL ADVISORS
July 29, 2004 - December 31, 2008
JONES FINANCIAL ADVISORS
March 18, 2004 - December 31, 2009
KOVACK SECURITIES INC.
March 21, 2002 - September 3, 2003
JONES FINANCIAL GROUP, INC.
December 21, 1999 - November 20, 2003
JONES FINANCIAL GROUP, INC.
July 1, 1999 - March 10, 2000
GLOBALINK SECURITIES, INC.
January 4, 1999 - June 30, 1999
SECURITIES SERVICE NETWORK, LLC
July 2, 1997 - December 31, 1998
EISNER SECURITIES, INC.
August 16, 1996 - May 23, 1997
INVESTACORP, INC.
July 11, 1995 - July 2, 1996
OSAIC WEALTH, INC.
February 23, 1993 - June 20, 1995
METROPOLITAN LIFE INSURANCE COMPANY
February 23, 1993 - June 20, 1995
MSI FINANCIAL SERVICES, INC.
June 21, 1990 - February 4, 1993
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/20/2023)
(6/28/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 6/22/2001
Limited Representative-Equity Trader ExamSeries 8
Date: 7/6/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VICTOR JONES CPA, PC
CRD#: 324604 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 2,500,000 |
Red Flags
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