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KH

Kathryn A. Hauser

LONG BRIDGE SECURITIES
Plano, TX 75204
Some features on this profile are disabled
CRD#: 1733624
KH

Professional summary

Kathryn Ann Hauser, who also goes by Kathy Hauser, Kathryn Ann Wilson, is a registered financial professional currently at LONG BRIDGE SECURITIES, LLC located in Plano, Texas.

Kathryn is registered as a RR (Registered Representative) and started their career in finance in 1997. Kathryn has worked at 15 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kathy Hauser | Kathryn Ann Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kathryn Ann Hauser's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 22, 2025 - Present

LONG BRIDGE SECURITIES, LLC

Office #1: 6900 Dallas Pkwy Suite 03-121, Plano, TX 75204
BD
CRD#: 314519
Plano, TX
Past

October 3, 2022 - January 10, 2025

FUTU CLEARING INC

BD
CRD#: 298769
DALLAS, TX
Past

August 1, 2022 - January 12, 2023

MOOMOO FINANCIAL INC.

BD
CRD#: 283078
JERSEY CITY, NJ
Past

December 1, 2021 - January 3, 2023

WWF SECURITIES, LLC

BD
CRD#: 312763
DETROIT, MI
Past

October 15, 2019 - March 16, 2022

MISCHLER FINANCIAL GROUP, INC.

BD
CRD#: 37818
CORONA DEL MAR, CA
Past

August 20, 2018 - April 8, 2019

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
IRVINE, CA
Past

November 5, 2013 - August 10, 2018

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
LONG BEACH, CA
Past

October 2, 2012 - May 1, 2013

GHS TRADING LLC

BD
CRD#: 158195
COSTA MESA, CA
Past

June 26, 2012 - May 1, 2013

GLOBAL HUNTER SECURITIES, LLC

BD
CRD#: 123003
COSTA MESA, CA
Past

October 23, 2006 - September 2, 2011

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
NEWPORT BEACH, CA
Past

August 22, 2002 - October 13, 2006

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
SAN CLEMENTE, CA
Past

March 5, 2002 - October 13, 2006

SALT CREEK SECURITIES, LLC

BD
CRD#: 114137
LAGUNA BEACH, CA
Past

May 21, 2001 - March 1, 2002

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
SAN DIEGO, CA
Past

October 3, 2000 - November 6, 2000

BACK BAY CAPITAL, INC.

BD
CRD#: 22824
SAN DIEGO, CA
Past

June 3, 1999 - October 16, 2000

E*OFFERING

BD
CRD#: 36717
SAN FRANCISCO, CA
Past

May 28, 1997 - June 2, 1999

TORREY PINES SECURITIES, INC.

BD
CRD#: 17120
SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/30/2026)
RR
Alaska
(1/30/2026)
RR
Arizona
(1/30/2026)
RR
Arkansas
(1/30/2026)
RR
California
(1/30/2026)
RR
Colorado
(1/30/2026)
RR
Connecticut
(1/30/2026)
RR
Delaware
(1/30/2026)
RR
District of Columbia
(1/30/2026)
RR
Florida
(1/30/2026)
RR
Georgia
(1/30/2026)
RR
Hawaii
(1/30/2026)
RR
Idaho
(1/30/2026)
RR
Illinois
(1/30/2026)
RR
Indiana
(1/30/2026)
RR
Iowa
(1/30/2026)
RR
Kansas
(1/30/2026)
RR
Kentucky
(1/30/2026)
RR
Louisiana
(1/30/2026)
RR
Maine
(1/7/2026)
RR
Maryland
(1/30/2026)
RR
Massachusetts
(1/30/2026)
RR
Michigan
(1/30/2026)
RR
Minnesota
(1/30/2026)
RR
Mississippi
(1/30/2026)
RR
Missouri
(1/30/2026)
RR
Montana
(1/30/2026)
RR
Nebraska
(1/30/2026)
RR
Nevada
(1/30/2026)
RR
New Hampshire
(10/29/2025)
RR
New Jersey
(2/13/2026)
RR
New Mexico
(1/30/2026)
RR
New York
(5/22/2025)
RR
North Carolina
(1/30/2026)
RR
North Dakota
(1/30/2026)
RR
Ohio
(1/30/2026)
RR
Oklahoma
(1/30/2026)
RR
Oregon
(1/30/2026)
RR
Pennsylvania
(1/30/2026)
RR
Puerto Rico
(1/30/2026)
RR
Rhode Island
(1/30/2026)
RR
South Carolina
(1/30/2026)
RR
South Dakota
(1/14/2026)
RR
Tennessee
(1/30/2026)
RR
Texas
(2/2/2026)
RR
Utah
(1/30/2026)
RR
Vermont
(1/30/2026)
RR
Virgin Islands
(1/30/2026)
RR
Virginia
(1/15/2026)
RR
Washington
(1/30/2026)
RR
West Virginia
(1/30/2026)
RR
Wisconsin
(1/30/2026)
RR
Wyoming
(1/30/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 7/25/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/15/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/25/2008
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 3/9/1998
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/17/1997
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LB
LONG BRIDGE SECURITIES, LLC
LONG BRIDGE SECURITIES LLC | LONGBRIDGE | LONG BRIDGE SECURITIES, LLC

CRD#: 314519 / SEC#: , 8-70711

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
413 W 14th St Suite 207a, New York, NY 10014
Mailing Address
413 W 14th St Suite 207a, New York, NY 10014
Phone number
(504) 233-2370
Established
Delaware since 03/19/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LONG BRIDGE LIMITED100% OWNER
BEVAUN, MARLONCFO/ FINOP6259795
NEIDLINGER, CHRISTOPHER WADECCO2963179
THOMAS, LAURACHIEF OPERATIONS OFFICER5364586
ZHU, XUYINGHEAD OF U.S. BUSINESS6943862

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LONG BRIDGE SECURITIES, LLC

CRD#: 314519Plano, TX 75204

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