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Kathryn Ann Hauser

LONG BRIDGE SECURITIES
Plano, TX
·CRD# 1733624·38 years experience

Professional Summary

Kathryn Ann Hauser, who also goes by Kathy Hauser, Kathryn Ann Wilson, is a registered financial advisor currently at LONG BRIDGE SECURITIES, LLC located in Plano, Texas. Kathryn is registered as a RR (Registered Representative) and started their career in finance in 1997. Kathryn has worked at 15 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kathy Hauser, Kathryn Ann Wilson

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

LONG BRIDGE SECURITIES, LLC·CRD# 314519
BD
6900 Dallas Pkwy Suite 03-121, Plano, TX 75204
May 22, 2025 - Present
FUTU CLEARING INC·CRD# 298769
BD
Dallas, TX
October 3, 2022 - January 10, 2025
MOOMOO FINANCIAL INC.·CRD# 283078
BD
Jersey City, NJ
August 1, 2022 - January 12, 2023
WWF SECURITIES, LLC·CRD# 312763
BD
Detroit, MI
December 1, 2021 - January 3, 2023
MISCHLER FINANCIAL GROUP, INC.·CRD# 37818
BD
Corona Del Mar, CA
October 15, 2019 - March 16, 2022
U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
BD
Irvine, CA
August 20, 2018 - April 8, 2019
GROVE POINT INVESTMENTS, LLC·CRD# 1763
BD
Long Beach, CA
November 5, 2013 - August 10, 2018
GHS TRADING LLC·CRD# 158195
BD
Costa Mesa, CA
October 2, 2012 - May 1, 2013
GLOBAL HUNTER SECURITIES, LLC·CRD# 123003
BD
Costa Mesa, CA
June 26, 2012 - May 1, 2013
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Newport Beach, CA
October 23, 2006 - September 2, 2011
CUSO FINANCIAL SERVICES, L.P.·CRD# 42132
BD
San Clemente, CA
August 22, 2002 - October 13, 2006
SALT CREEK SECURITIES, LLC·CRD# 114137
BD
Laguna Beach, CA
March 5, 2002 - October 13, 2006
CUSO FINANCIAL SERVICES, L.P.·CRD# 42132
BD
San Diego, CA
May 21, 2001 - March 1, 2002
BACK BAY CAPITAL, INC.·CRD# 22824
BD
San Diego, CA
October 3, 2000 - November 6, 2000
E*OFFERING·CRD# 36717
BD
San Francisco, CA
June 3, 1999 - October 16, 2000
TORREY PINES SECURITIES, INC.·CRD# 17120
BD
San Diego, CA
May 28, 1997 - June 2, 1999

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Current Firm

LB
LONG BRIDGE SECURITIES, LLC

LONG BRIDGE SECURITIES LLC | LONGBRIDGE | LONG BRIDGE SECURITIES, LLC

CRD#: 314519 / SEC#: 8-70711
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

6900 Dallas Parkway Suite 03-121, Plano, TX 75024

Mailing Address

6900 Dallas Parkway Suite 03-121, Plano, TX 75024

Phone Number

(504) 233-2370

Established

Delaware since 03/19/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LONG BRIDGE LIMITED100% OWNER—
NEIDLINGER, CHRISTOPHER WADECCO2963179
SUMNER, GARRETT BRUCE JRCFO/FINOP6320306
THOMAS, LAURACHIEF EXECUTIVE OFFICER AND COO5364586
ZHU, XUYINGHEAD OF U.S. BUSINESS6943862

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/30/2026)
RR
Alaska
(1/30/2026)
RR
Arizona
(1/30/2026)
RR
Arkansas
(1/30/2026)
RR
California
(1/30/2026)
RR
Colorado
(1/30/2026)
RR
Connecticut
(1/30/2026)
RR
Delaware
(1/30/2026)
RR
District of Columbia
(1/30/2026)
RR
Florida
(1/30/2026)
RR
Georgia
(1/30/2026)
RR
Hawaii
(1/30/2026)
RR
Idaho
(1/30/2026)
RR
Illinois
(1/30/2026)
RR
Indiana
(1/30/2026)
RR
Iowa
(1/30/2026)
RR
Kansas
(1/30/2026)
RR
Kentucky
(1/30/2026)
RR
Louisiana
(1/30/2026)
RR
Maine
(1/7/2026)
RR
Maryland
(1/30/2026)
RR
Massachusetts
(1/30/2026)
RR
Michigan
(1/30/2026)
RR
Minnesota
(1/30/2026)
RR
Mississippi
(1/30/2026)
RR
Missouri
(1/30/2026)
RR
Montana
(1/30/2026)
RR
Nebraska
(1/30/2026)
RR
Nevada
(1/30/2026)
RR
New Hampshire
(10/29/2025)
RR
New Jersey
(2/13/2026)
RR
New Mexico
(1/30/2026)
RR
New York
(5/22/2025)
RR
North Carolina
(1/30/2026)
RR
North Dakota
(1/30/2026)
RR
Ohio
(1/30/2026)
RR
Oklahoma
(1/30/2026)
RR
Oregon
(1/30/2026)
RR
Pennsylvania
(1/30/2026)
RR
Puerto Rico
(1/30/2026)
RR
Rhode Island
(1/30/2026)
RR
South Carolina
(1/30/2026)
RR
South Dakota
(1/14/2026)
RR
Tennessee
(1/30/2026)
RR
Texas
(2/2/2026)
RR
Utah
(1/30/2026)
RR
Vermont
(1/30/2026)
RR
Virgin Islands
(1/30/2026)
RR
Virginia
(1/15/2026)
RR
Washington
(1/30/2026)
RR
West Virginia
(1/30/2026)
RR
Wisconsin
(1/30/2026)
RR
Wyoming
(1/30/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1997About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1988About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 2008About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 1998About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Oct 1997About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kathryn Ann Hauser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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