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BP

Bradford L. Phelan

HIGH HILL SECURITIES
Greensboro, GA
Some features on this profile are disabled
CRD#: 1733368
BP

Professional summary

Bradford Lee Phelan is a registered financial professional currently at HIGH HILL SECURITIES, LLC located in Greensboro, Georgia.

Bradford is registered as a RR (Registered Representative) and started their career in finance in 1987. Bradford has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bradford Lee Phelan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 13, 2026 - Present

HIGH HILL SECURITIES, LLC

BD
CRD#: 328523
Greensboro, GA
Past

April 10, 2025 - February 10, 2026

RISE FINANCIAL SERVICES, LLC

BD
CRD#: 146103
MIAMI BEACH, FL
Past

January 29, 1999 - August 8, 2022

NBC SECURITIES, INC.

RIA
CRD#: 17870
BIRMINGHAM, AL
Past

June 13, 1995 - August 8, 2022

NBC SECURITIES, INC.

BD
CRD#: 17870
BIRMINGHAM, AL
Past

September 30, 1993 - June 7, 1995

INTL CUSTODY & CLEARING SOLUTIONS INC.

BD
CRD#: 23952
BIRMINGHAM, AL
Past

December 23, 1991 - June 7, 1995

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
BIRMINGHAM, AL
Past

September 15, 1989 - February 8, 1991

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

October 13, 1987 - February 8, 1991

NATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 13041
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/11/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/27/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/18/1996
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/12/1987
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HH
HIGH HILL SECURITIES, LLC
HIGH HILL SECURITIES LLC | HIGH HILL SECURITIES, LLC

CRD#: 328523 / SEC#: , 8-71177

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
PREMIUM
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Contact information

Main Address
1041 Ruth's Way, Greensboro, GA 30642
Mailing Address
1041 Ruth's Way, Greensboro, GA 30642
Phone number
(404) 272-2325
Established
Delaware since 10/23/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HIGH HILL INVESTMENT MANAGEMENT, LLCMEMBER
AGERTON, DEBORAH LYNNFINOP, PFO, POO4460597
VINCENT, MATTHEW DAVIDCEO/CCO2215416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIGH HILL SECURITIES, LLC

CRD#: 328523Greensboro, GA

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