AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
BP

Bradford L. Phelan

RISE FINANCIAL SERVICES
Miami Beach, FL 33139
Some features on this profile are disabled
CRD#: 1733368
BP

Professional summary

Bradford Lee Phelan is a registered financial professional currently at RISE FINANCIAL SERVICES, LLC located in Miami Beach, Florida.

Bradford is registered as a RR (Registered Representative) and started their career in finance in 1987. Bradford has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NASH PROPERTIES LLC 209 NASH CIRCLE BIRMINGHAM, AL REAL ESTATE AGENT - PARTNER

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bradford Lee Phelan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 10, 2025 - Present

RISE FINANCIAL SERVICES, LLC

Office #1: 653 Collins Avenue, Miami Beach, FL 33139
BD
CRD#: 146103
Miami Beach, FL
Past

January 29, 1999 - August 8, 2022

NBC SECURITIES, INC.

RIA
CRD#: 17870
BIRMINGHAM, AL
Past

June 13, 1995 - August 8, 2022

NBC SECURITIES, INC.

BD
CRD#: 17870
BIRMINGHAM, AL
Past

September 30, 1993 - June 7, 1995

INTL CUSTODY & CLEARING SOLUTIONS INC.

BD
CRD#: 23952
BIRMINGHAM, AL
Past

December 23, 1991 - June 7, 1995

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
BIRMINGHAM, AL
Past

September 15, 1989 - February 8, 1991

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

October 13, 1987 - February 8, 1991

NATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 13041
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/11/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/27/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/18/1996
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/12/1987
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RF
RISE FINANCIAL SERVICES, LLC
CADENA CAPITAL GROUP, INC. | WPS PRIME SERVICES, LLC | WEEDEN PRIME SERVICES, LLC. | SAXIS GROUP, LLC. | SAXIS GROUP, INC. | SAXIS GROUP | RISE FINANCIAL SERVICES, LLC

CRD#: 146103 / SEC#: , 8-67787

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
653 Collins Avenue, Miami Beach, FL 33139
Mailing Address
653 Collins Avenue, Miami Beach, FL 33139
Phone number
(212) 644-2400
Established
Delaware since 12/13/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SIEBERT FINANCIAL CORP.OWNER
GEBBIA, GLORIA ESTELLEOWNER2126152
BONO, RONALD ROSSCCO1247269
REICH, ANDREW HENRYCEO1966909
REICH, ANDREW HENRYCFO1966909

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RISE FINANCIAL SERVICES, LLC

CRD#: 146103Miami Beach, FL 33139

TRUST BUT VERIFY

Monitor Bradford Phelan

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Noah Philip Alweiss
Noah AlweissAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Miami, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.