Mark H. Richman
Professional summary
Mark Howard Richman, who also goes by Mark Richman, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Howard Richman's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2026 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 1045 6th Avenue Ste 2700, New York, NY 10018August 31, 2018 - February 25, 2026
RABO SECURITIES USA, INC.
August 20, 1997 - November 9, 2017
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/6/2026)
(5/6/2026)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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