AS
Andrew H. Slimmon
MORGAN STANLEY INVESTMENT MANAGEMENT
CHICAGO, IL 60605
Some features on this profile are disabled
CRD#: 1733048
AS
Professional summary
Andrew Hovey Slimmon, who also goes by Andrew Slimmon, is a registered financial advisor currently at MORGAN STANLEY INVESTMENT MANAGEMENT INC. located in Chicago, Illinois and MORGAN STANLEY DISTRIBUTION, INC. located in Chicago, Illinois.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Andrew has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Slimmon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*444770 - 34 Spray Rock Road LLC; Investment related - Yes; Chicago, Illinois; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2021; During business hours: 0.001; After business hours: 0; Accounting/Bookkeeping, Property Management *564145- Restricted Reserve Fund Investment of the Weekapaug Fire District; Investment related -No; Westerly, Rhode Island; Civic/Community; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 0.10; Investment Decisions/Advice
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Hovey Slimmon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2015 - Present
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
Office #1: 440 South Lasalle Street 37th Floor, Chicago, IL 60605RIA
CRD#: 110353
CHICAGO, IL
Current
September 30, 2015 - Present
MORGAN STANLEY DISTRIBUTION, INC.
Office #1: 233 South Wacker Drive, Chicago, IL 60606BD
CRD#: 30344
Chicago, IL
Past
June 1, 2009 - January 28, 2016
MORGAN STANLEY
RIA
CRD#: 149777
CHICAGO, IL
Past
June 1, 2009 - January 28, 2016
MORGAN STANLEY
BD
CRD#: 149777
CHICAGO, IL
Past
September 29, 1997 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
CHICAGO, IL
Past
July 24, 1991 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
AFFINITY | VAN KAMPEN | MORGAN STANLEY INVESTMENT MANAGEMENT INC. | MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT INC. | MORGAN STANLEY ASSET MANAGEMENT | MILLER ANDERSON | MAS
CRD#: 110353 / SEC#: 801-15757
RIA
Registered Investment Advisory firm - (1/28/1981 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(10/13/2015)
RR
California(9/30/2015)
RR
Colorado(9/30/2015)
RR
Connecticut(10/1/2015)
RR
District of Columbia(10/15/2015)
RR
Florida(10/19/2015)
RR
Georgia(10/5/2015)
RR
Hawaii(10/15/2015)
RR
Idaho(9/30/2015)
RR
Illinois(9/30/2015)
IAR
Illinois(9/30/2015)
RR
Iowa(9/30/2015)
RR
Kansas(10/16/2015)
RR
Kentucky(10/15/2015)
RR
Louisiana(10/15/2015)
RR
Maine(10/1/2015)
RR
Maryland(10/5/2015)
RR
Michigan(10/15/2015)
RR
Minnesota(10/16/2015)
RR
Missouri(10/1/2015)
RR
Montana(10/15/2015)
RR
Nebraska(9/30/2015)
RR
New Hampshire(9/30/2015)
RR
New Jersey(10/2/2015)
RR
New Mexico(10/15/2015)
RR
New York(10/20/2015)
RR
North Dakota(10/9/2015)
RR
Ohio(9/30/2015)
RR
Oklahoma(10/2/2015)
RR
Puerto Rico(10/1/2015)
RR
Rhode Island(10/1/2015)
RR
South Carolina(10/1/2015)
RR
South Dakota(10/15/2015)
RR
Tennessee(10/15/2015)
RR
Texas(10/15/2015)
RR
Vermont(10/1/2015)
RR
Washington(10/1/2015)
RR
Wisconsin(10/6/2015)
RR
Wyoming(9/30/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
AFFINITY | VAN KAMPEN | MORGAN STANLEY INVESTMENT MANAGEMENT INC. | MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT INC. | MORGAN STANLEY ASSET MANAGEMENT | MILLER ANDERSON | MAS
CRD#: 110353 / SEC#: 801-15757
RIA
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Contact information
Main Address
1585 Broadway, New York, NY 10036
Mailing Address
Phone number
(212) 761-4000
Established
Firm type
Fiscal year end
# of Employees
523
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,920 |
| AUM (Assets Under Management) | $ 619,196,027,920 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 01/24/2025 | ||
| 10/24/2023 | ||
| 01/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
CRD#: 110353Chicago, IL 60605TRUST BUT VERIFY
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Contact information
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