We offer to retail investors investment advisory services. Our services are split into three broad categories – financial planning and consulting, investment monitoring and investment management. The offering of these services is materially limited by the information you provide to us about your investment goals, time horizon, risk tolerance and other relevant factors.

Financial planning and consulting involve one of our financial advisors collecting important information from you about your investment time horizon, goals, risk tolerance and other considerations. Our financial advisor then uses that information to consult with you on how to potentially achieve your financial goals and to develop a financial plan for you that may or may not be in writing. Financial planning and consulting do not include investment monitoring or investment management services, which are discussed below.
Investment monitoring is provided with respect to assets that you invest through someone other than us. Our monitoring service is limited to the investments and accounts that are managed by third-party asset managers that we refer you to because we believe that the investment services provided by those third-party asset managers meet your investment goals. As part of our investment monitoring service, we continue to work with you, assessing your investment goals and other criteria to evaluate whether the services of the third-party asset manager continue to meet your investment needs. Investment monitoring does not include financial planning and consulting, discussed above, or investment management, discussed below.
Investment Management involves the management of your investment assets by one of our financial advisors based on important information obtained from you about your investment timeline, goals, risk tolerance and other considerations. Our financial advisor will manage your investments on a discretionary basis, meaning that he or she may not discuss investment changes with you before they are implemented. You can opt out of this discretionary service, in which case you retain the ultimate decision-making authority about the purchase or sale of investments.

We do not limit our advice to proprietary investment products or a limited menu of products or types of investments, though we are the sponsor of an account program that, if chosen, invests assets according to proprietary investment models. Some investment options available through us have minimum account sizes, others do not.

For additional information, please see our most recent Disclosure Brochure, Code of Ethics, Privacy Policy, and account forms.

Eugene W. Stoeckly

INTEGRATED WEALTH CONCEPTS LLC

NEWPORT BEACH, CA 92660

Eugene William Stoeckly