Sebastian N. Lucido
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sebastian Nmn Lucido, who also goes by Sebastian Lucido, was a registered financial professional .
Sebastian is a previously registered financial professional and started their career in finance in 1992. Sebastian had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2011 - June 30, 2011
ALTIN HOLDINGS LLC
January 5, 2011 - May 30, 2014
MONTICELLO INVESTMENT SERVICES, INC.
September 29, 2006 - May 30, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
July 6, 1999 - October 10, 2006
CROWN CAPITAL SECURITIES, L.P.
March 29, 1994 - October 1, 1998
TITAN/VALUE EQUITIES GROUP, INC.
July 6, 1992 - March 19, 1993
OSAIC FS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
