Michael A. Turner
Professional summary
Michael Andrew Turner is a registered financial professional currently at CASTLEOAK SECURITIES, LP located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Andrew Turner's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2008 - Present
CASTLEOAK SECURITIES, LP
Office #1: 200 Vesey St. Fl 04, New York, NY 10281March 15, 2000 - December 31, 2007
BLAYLOCK & COMPANY, INC.
September 13, 1991 - April 20, 2000
PRUDENTIAL EQUITY GROUP, LLC
October 21, 1987 - December 5, 1990
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2024)
(10/13/2008)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CASTLEOAK SECURITIES, LP
CRD#: 125334 / SEC#: , 8-65786
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES, DAVID RODERICK | CHIEF EXECUTIVE OFFICER | 2389684 |
| CASTLEOAK MANAGEMENT, LLC | GENERAL PARTNER | |
| GOMEZ, LUIS J | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4974439 |
| IPPOLITO, PHILIP | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1072137 |
| SKINNER, JEFFREY THOMAS | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4078336 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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