Suzanne D. Tatis
Professional summary
Suzanne Denise Tatis, who also goes by Suzanne Denise Derosa, is a registered financial professional currently at WORLD INVESTMENTS, LLC located in Totowa, New Jersey.
Suzanne is registered as a RR (Registered Representative) and started their career in finance in 1995. Suzanne has worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Suzanne Denise Tatis's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2020 - Present
WORLD INVESTMENTS, LLC
Office #1: 37 Vreeland Avenue, Totowa, NJ 07512December 13, 1995 - January 30, 1998
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 10/9/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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