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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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DF

David J. Fent

PENN STREET CAPITAL MANAGEMENT
Dallas, TX
Some features on this profile are disabled
CRD#: 1732097
DF

Professional summary

David Jerome Fent, CFP® is a registered financial advisor currently at PENN STREET CAPITAL MANAGEMENT LLC located in Dallas, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. David has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jerome Fent's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

October 30, 2017 - Present

PENN STREET CAPITAL MANAGEMENT LLC

RIA
CRD#: 290278
Dallas, TX
Past

August 26, 2009 - December 31, 2016

FROST INVESTMENT ADVISORS, LLC

RIA
CRD#: 146148
Dallas, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(10/30/2017)

Exams

Current Firm

PS
PENN STREET CAPITAL MANAGEMENT LLC
PENN STREET CAPITAL MANAGEMENT LLC

CRD#: 290278 / SEC#:

Texas
Registered Investment Advisory firm - (10/30/2017 Approved)
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Contact information

Main Address
Dallas, TX
Mailing Address
Phone number
(972) 983-3708
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts16
AUM (Assets Under Management)$ 67,956,657

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PENN STREET CAPITAL MANAGEMENT LLC

CRD#: 290278Dallas, TX

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