Andrew G. Winton

ARROWSIDE CAPITAL

BOSTON, MA 02110

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CRD#: 1731973

Professional summary

Andrew Guy Winton is a registered financial advisor currently at ARROWSIDE CAPITAL, LLC located in Boston, Massachusetts.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Andrew has worked at 7 firms and has passed the Series 66, Series 63, Series 57TO, Series 82TO, SIE, Series 7, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Guy Winton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 9, 2025 - Present

ARROWSIDE CAPITAL, LLC

Office #1: 100 Summer Street Suite 1600, Boston, MA 02110

RIA

CRD#: 318976

BOSTON, MA

Past

December 8, 2021 - March 22, 2022

NORTHCOAST RESEARCH PARTNERS, LLC

CRD#: 149109

CLEVELAND, OH

Past

April 16, 2021 - December 13, 2021

TERRANOVA CAPITAL EQUITIES, INC

CRD#: 45097

NEW YORK, NY

Past

January 18, 2018 - December 10, 2019

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BOSTON, MA

Past

December 5, 2017 - December 10, 2019

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BOSTON, MA

Past

January 5, 2015 - July 11, 2016

JEFFERIES LLC

CRD#: 2347

BOSTON, MA

Past

September 9, 2004 - December 31, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOSTON, MA

Past

November 14, 2000 - December 23, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOSTON, MA

Past

October 10, 1996 - September 21, 2000

JPMSI

CRD#: 15733

NEW YORK, NY

Past

February 11, 1993 - November 14, 1996

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/17/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/7/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 82TO

Date: 1/2/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 12/20/1999

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 11/19/1999

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 9/7/1999

General Securities Principal Examination

Current Firm

ARROWSIDE CAPITAL, LLC

CRD#: 318976 / SEC#:

Massachusetts

Registered Investment Advisory firm - (5/9/2025 Approved)

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Contact information

Main Address

100 Summer Street Suite 1600, Boston, MA 02110

Mailing Address

Phone number

(617) 962-2426

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew G. Winton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Guy Winton's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHCOAST RESEARCH PARTNERS, LLC

TERRANOVA CAPITAL EQUITIES, INC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

JEFFERIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

JPMSI

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/17/2018

Series 63

Date: 4/7/1994

Series 57TO

Date: 1/2/2023

Series 82TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/19/1992

Series 9

Date: 12/20/1999

Series 10

Date: 11/19/1999

Series 24

Date: 9/7/1999

Current Firm

ARROWSIDE CAPITAL, LLC

Contact information

Documents

Red Flags

Company Information

ARROWSIDE CAPITAL, LLC

TRUST BUT VERIFY

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