Peter G. Mintz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter G Mintz was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1988. Peter had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 1996 - January 13, 1998
H.J. MEYERS & CO., INC.
March 29, 1996 - February 12, 1998
KC MAY SECURITIES CORP.
June 10, 1994 - October 15, 1994
HIBBARD BROWN & CO., INC.
March 22, 1989 - June 24, 1994
JOSEPHTHAL & CO., INC.
June 2, 1988 - March 27, 1989
F.N. WOLF & CO., INC.
April 19, 1988 - May 31, 1988
SHERWOOD CAPITAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
H.J. MEYERS & CO., INC.
CRD#: 15609 / SEC#: , 8-32427
Contact information
Documents
Red Flags
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