William A. Liberti

WEALTH EFFECTS

BOSTON, MA 02110

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CRD#: 1731862

Professional summary

William Anthony Liberti JR is a registered financial advisor currently at WEALTH EFFECTS located in Boston, Massachusetts.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. William has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Essex Bay Sailing Club. Essex MA. Not Investment related. Teach Sailing to children. Also treasurer and board member of club. Approx 2 hours a week after hours. No compensation received.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Anthony Liberti JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2021 - Present

WEALTH EFFECTS

Office #1: 265 Franklin Street Suite 1702, Boston, MA 02110

RIA

CRD#: 315244

BOSTON, MA

Past

August 29, 2007 - August 10, 2021

COBURN & MEREDITH, INC.

RIA

CRD#: 164

BOSTON, MA

Past

January 13, 2006 - August 10, 2021

COBURN & MEREDITH, INC.

CRD#: 164

BOSTON, MA

Past

July 31, 1993 - January 26, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BOSTON, MA

Past

September 24, 1987 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH EFFECTS

HUDSON RIVER GROUP | WEALTH EFFECTS LLC | WEALTH EFFECTS

CRD#: 315244 / SEC#: 801-121699

RIA

Registered Investment Advisory firm - (7/7/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/7/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/17/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

Current Firm

WEALTH EFFECTS

HUDSON RIVER GROUP | WEALTH EFFECTS LLC | WEALTH EFFECTS

CRD#: 315244 / SEC#: 801-121699

RIA

Registered Investment Advisory firm - (7/7/2021 Approved)

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Contact information

Main Address

265 Franklin Street Suite 1702, Boston, MA 02110

Mailing Address

Phone number

(617) 465-2560

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH EFFECTS DISCLOSURE BROCHURE (4/4/2025)

Regulatory assets under management

Total Number of Accounts	969
AUM (Assets Under Management)	$ 405,838,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William A. Liberti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Anthony Liberti JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

COBURN & MEREDITH, INC.

COBURN & MEREDITH, INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

WEALTH EFFECTS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/2007

Series 63

Date: 10/7/1987

SIE

Date: 10/1/2018

Series 3

Date: 12/17/1987

Series 7

Date: 9/19/1987

Current Firm

WEALTH EFFECTS

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH EFFECTS

TRUST BUT VERIFY

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