DM
Dean P. Mcdermott
MCDERMOTT INVESTMENT ADVISORS
Naples, FL 34102
Some features on this profile are disabled
CRD#: 1731834
DM
Professional summary
Dean Patrick Mcdermott, who also goes by Dean P Mcdermott, is a registered financial advisor currently at MCDERMOTT INVESTMENT ADVISORS, LLC located in Naples, Florida and MCDERMOTT INVESTMENT SERVICES, LLC located in Bethlehem, Pennsylvania.
Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Dean has worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dean P Mcdermott
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MCDERMOTT INVESTMENT ADVISORS, LLC(MIA),INVESTMENT-RELATED, 26 W. BROAD ST., BETHLEHEM,PA. 18016. (MIA) IS AN SEC REGISTERED INVESTMENT ADVISORY AND ECONOMIC CONSULTING FIRM, MANAGING MEMBER SINCE IT'S FORMATION IN MAY 2004. INVESTMENT MANAGER. 30 HRS./WK. WHICH RUN CONCURRENTLY W/ B/D ACTIVITY. 2) Kadeda of Naples, LLC; Not Investment-Related; 882 7th Ave South, Naples, FL 34102; Nature: Commercial Real Estate; Position/Title: Member; Start Date: June 1, 2025; 4 hours/month devoted; 0 hours/month devoted during trading hours; Duties: Passive Ownership.
CRS (Client Relationship Summary) - RIA
Click below to view Dean Patrick Mcdermott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 24, 2004 - Present
MCDERMOTT INVESTMENT ADVISORS, LLC
Office #1: 780 Fifth Avenue South Suite 200, Naples, FL 34102Office #2: 44 East Broad Street Suite 218, Bethlehem, PA 18018RIA
CRD#: 132221
Naples, FL
Current
May 19, 2011 - Present
MCDERMOTT INVESTMENT SERVICES, LLC
Office #1: 44 East Broad Street 2nd Floor, Bethlehem, PA 18018Office #2: 101 Main Street Suite 260, Huntington Beach, CA 92648Office #3: 900 Broad Ave South Suite 2c, Naples, FL 34102Office #4: 900 Broad Ave South Suite 2c, Naples, FL 34102BD
CRD#: 154926
Bethlehem, PA
Past
February 14, 2000 - May 18, 2011
STEVEN L. FALK & ASSOCIATES INC.
BD
CRD#: 14297
BETHLEHEM, PA
Past
August 12, 1996 - February 8, 2000
COORDINATED CAPITAL SECURITIES, INC.
BD
CRD#: 14762
FORT ATKINSON, WI
Past
March 27, 1992 - August 30, 1996
OLD NAPLES SECURITIES, INC.
BD
CRD#: 17502
NAPLES, FL
Past
August 25, 1989 - October 25, 1989
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
August 24, 1989 - January 15, 1992
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
September 24, 1987 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
BD
CRD#: 829
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MCDERMOTT INVESTMENT ADVISORS, LLC
MCDERMOTT INVESTMENT ADVISORS, LLC
CRD#: 132221 / SEC#: 801-79404
RIA
Registered Investment Advisory firm - (4/4/2014 Approved)California
Registered Investment Advisory firm - (5/7/2014 Terminated)Florida
Registered Investment Advisory firm - (12/31/2014 Terminated)Maine
Registered Investment Advisory firm - (4/7/2014 Terminated)Nevada
Registered Investment Advisory firm - (10/6/2006 Terminated)New Hampshire
Registered Investment Advisory firm - (4/7/2014 Terminated)New Jersey
Registered Investment Advisory firm - (4/7/2014 Terminated)New York
Registered Investment Advisory firm - (4/7/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/8/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/17/2013)
RR
Alaska(2/26/2014)
RR
Arizona(8/30/2012)
RR
Arkansas(7/15/2013)
RR
California(5/25/2011)
RR
Colorado(5/31/2011)
RR
Connecticut(5/19/2011)
RR
Delaware(3/26/2013)
RR
District of Columbia(5/26/2011)
IAR
Florida(4/8/2005)
RR
Florida(6/15/2011)
RR
Georgia(4/23/2013)
RR
Hawaii(2/20/2014)
RR
Idaho(2/20/2014)
RR
Illinois(5/20/2011)
RR
Indiana(7/12/2013)
RR
Iowa(2/20/2014)
RR
Kansas(2/24/2014)
RR
Kentucky(2/20/2014)
RR
Louisiana(2/24/2014)
RR
Maine(9/10/2012)
RR
Maryland(5/24/2011)
RR
Massachusetts(5/26/2011)
RR
Michigan(8/30/2011)
RR
Minnesota(2/25/2014)
RR
Mississippi(2/21/2014)
RR
Missouri(2/25/2014)
RR
Montana(2/21/2014)
RR
Nebraska(2/1/2013)
RR
Nevada(6/7/2011)
RR
New Hampshire(2/21/2014)
RR
New Jersey(5/31/2011)
RR
New Mexico(8/15/2013)
RR
New York(5/24/2011)
RR
North Carolina(6/10/2011)
RR
North Dakota(3/3/2014)
RR
Ohio(7/8/2013)
RR
Oklahoma(3/17/2014)
RR
Oregon(8/26/2011)
IAR
Pennsylvania(9/24/2004)
RR
Pennsylvania(5/23/2011)
RR
Rhode Island(3/13/2012)
RR
South Carolina(2/21/2014)
RR
South Dakota(7/18/2013)
RR
Tennessee(1/29/2018)
RR
Texas(10/5/2012)
IAR
Texas(11/3/2022)
RR
Utah(7/19/2013)
RR
Vermont(2/20/2014)
RR
Virginia(5/31/2011)
RR
Washington(2/21/2014)
RR
West Virginia(3/10/2014)
RR
Wisconsin(5/25/2011)
RR
Wyoming(2/24/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MI
MCDERMOTT INVESTMENT ADVISORS, LLC
MCDERMOTT INVESTMENT ADVISORS, LLC
CRD#: 132221 / SEC#: 801-79404
RIA
Registered Investment Advisory firm - (4/4/2014 Approved)California
Registered Investment Advisory firm - (5/7/2014 Terminated)Florida
Registered Investment Advisory firm - (12/31/2014 Terminated)Maine
Registered Investment Advisory firm - (4/7/2014 Terminated)Nevada
Registered Investment Advisory firm - (10/6/2006 Terminated)New Hampshire
Registered Investment Advisory firm - (4/7/2014 Terminated)New Jersey
Registered Investment Advisory firm - (4/7/2014 Terminated)New York
Registered Investment Advisory firm - (4/7/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/8/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
780 Fifth Avenue South Suite 200, Naples, FL 34102
Mailing Address
P.o. Box 1889, Bethlehem, PA 18016-1889
Phone number
(610) 882-1460
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 709 |
| AUM (Assets Under Management) | $ 211,048,107 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
