Robert G. Pavlik

DAKOTA WEALTH

FAIRFIELD, CT

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CRD#: 1731492

Professional summary

Robert Glenn Pavlik, CFA, who also goes by Bob Pavlik, is a registered financial advisor currently at DAKOTA WEALTH, LLC located in Fairfield, Connecticut.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Robert has worked at 12 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Pavlik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Glenn Pavlik's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 13777

NEW YORK,, NY

Past

August 27, 1998 - May 27, 1999

MATRIX CAPITAL GROUP, INC.

CRD#: 33364

NEW YORK, NY

Past

March 10, 1997 - August 19, 1998

LAIDLAW GLOBAL SECURITIES, INC.

CRD#: 19018

NEW YORK, NY

Past

July 23, 1991 - October 21, 1993

W. P. STEWART & CO., INC.

CRD#: 7190

NEW YORK, NY

Past

June 17, 1988 - May 29, 1990

WR LAZARD, LAIDLAW INCORPORATED

CRD#: 6010

NEW YORK, NY

Past

December 18, 1987 - July 1, 1988

KUHNS BROTHERS & LAIDLAW, INC.

CRD#: 1481

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAKOTA WEALTH, LLC

DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA

Registered Investment Advisory firm - (10/8/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(11/20/2020)

IAR

Florida
(12/9/2020)

IAR

North Carolina
(4/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/12/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/22/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/3/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 5/12/2000

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/16/1998

General Securities Principal Examination

Current Firm

DAKOTA WEALTH, LLC

DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA

Registered Investment Advisory firm - (10/8/2018 Approved)

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Contact information

Main Address

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752

Mailing Address

Phone number

(561) 774-8101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAKOTA WEALTH FORM ADV PART 2A (10/15/2025)

Regulatory assets under management

Total Number of Accounts	9,786
AUM (Assets Under Management)	$ 6,335,261,507

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/10/2025	Cover Page	Report
09/13/2024	Cover Page	Report
11/21/2023	Cover Page	Report
01/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert G. Pavlik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Glenn Pavlik's CRS (Customer Relationship Summary).

Certified licenses

Experience

SLATESTONE WEALTH LLC

SVB WEALTH

BANYAN PARTNERS, LLC

OAKTREE ASSET MANAGEMENT, LLC

OAKTREE ASSET MANAGEMENT, INC.

FINANCIAL ASSETS CORPORATION

MATRIX CAPITAL GROUP, INC.

LAIDLAW GLOBAL SECURITIES, INC.

W. P. STEWART & CO., INC.

WR LAZARD, LAIDLAW INCORPORATED

KUHNS BROTHERS & LAIDLAW, INC.

Primary Firm SEC Registration

DAKOTA WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/12/2002

Series 63

Date: 5/22/1997

Series 7

Date: 3/3/1997

Series 4

Date: 5/12/2000

Series 24

Date: 1/16/1998

Current Firm

DAKOTA WEALTH, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DAKOTA WEALTH, LLC

TRUST BUT VERIFY

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