Mark W. Harms
Professional summary
Mark William Bruce Harms is a registered financial professional currently at GLOBAL LEISURE PARTNERS, LLC located in Wellington, Florida.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1991. Mark has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark William Bruce Harms's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2005 - Present
GLOBAL LEISURE PARTNERS, LLC
May 10, 2004 - May 26, 2006
MORGAN JOSEPH TRIARTISAN CAPITAL LLC
November 25, 1991 - May 5, 2004
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/13/2021)
(1/6/2006)
(12/22/2020)
(2/26/2009)
(9/17/2013)
(4/27/2021)
(1/6/2006)
(2/25/2016)
(2/26/2009)
(2/26/2009)
(11/20/2020)
(1/29/2014)
(12/6/2017)
(1/6/2006)
(1/6/2006)
(1/6/2006)
(9/18/2014)
(3/28/2011)
(1/6/2006)
(2/5/2021)
(10/15/2009)
(4/22/2010)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GLOBAL LEISURE PARTNERS, LLC
CRD#: 134435 / SEC#: , 8-66837
Contact information
FINRA licenses (32 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLOBAL LEISURE PARTNERS LLP | SHAREHOLDER/MEMBER | |
| DENEY, RICHARD LEE | PRINCIPAL/ELECTED MANAGER | 1014351 |
| HARMS, LINDSAY NEGREANN MRS | DIRECTOR /MANAGING MEMBER | |
| HARMS, MARK WILLIAM BRUCE | CCO/AMLCO/MANAGING MEMBER | 1731456 |
| HARMS, MARK WILLIAM BRUCE | CEO/ DIRECTOR/MANAGING MEMBER | 1731456 |
| SPALEVIC, MAJA | FINOP/CFO/ ELECTED MANAGER | 5985299 |
Red Flags
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