Judith L. Alderete
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Laverre Alderete, who also goes by Judith Laverre Stephens, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1987. Judith had worked at 4 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2008 - August 31, 2011
TITUS FINANCIAL, INCORPORATED
August 16, 1996 - May 15, 2008
AMEREST SECURITIES, INC.
January 31, 1990 - August 22, 1996
TEXAKOMA FINANCIAL, INC.
October 6, 1987 - June 8, 1989
PRIVATE EQUITY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TITUS FINANCIAL, INCORPORATED
CRD#: 27271 / SEC#: , 8-42974
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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