Steven M. Digregorio
Professional summary
Steven Michael Digregorio, who also goes by Steven M Digregorio, Steven Digregorio, is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in Ormond Beach, Florida and SPIRE SECURITIES, LLC located in Newburgh, New York.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Steven has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Michael Digregorio's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 2009 - Present
SPIRE WEALTH MANAGEMENT, LLC
Office #2: 100 Stony Brook Ct, Newburgh, NY 12550September 4, 2009 - Present
SPIRE SECURITIES, LLC
Office #1: 100 Stony Brook Ct., Newburgh, NY 12550March 5, 2007 - September 8, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 12, 2007 - September 8, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 12, 2004 - February 2, 2007
KEYBANC CAPITAL MARKETS INC.
February 24, 1998 - August 13, 2004
M&T SECURITIES, INC.
May 23, 1997 - December 12, 1997
KEY INVESTMENTS INC.
March 30, 1995 - May 22, 1997
PRIME CAPITAL SERVICES, INC.
December 24, 1990 - November 29, 1995
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
September 4, 1987 - November 29, 1995
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Primary Firm SEC Registration
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/4/2009)
(1/11/2016)
(4/6/2022)
(9/4/2009)
(4/6/2021)
(12/6/2022)
(9/8/2009)
Exams
FINRA
Current Firm
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,808 |
| AUM (Assets Under Management) | $ 4,617,171,037 |
Red Flags
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