Steven M. Digregorio

SPIRE WEALTH MANAGEMENT

Ormond Beach, FL

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CRD#: 1731139

Professional summary

Steven Michael Digregorio, who also goes by Steven M Digregorio, Steven Digregorio, is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in Ormond Beach, Florida and SPIRE SECURITIES, LLC located in Newburgh, New York.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Steven has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven M Digregorio | Steven Digregorio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IAR OF SPIRE WEALTH MANAGMENT (DBA COMPASS ASSET MANAGEMENT). INSURANCE SALES THROUGH SPIRE INSURANCE AGENCY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Michael Digregorio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2009 - Present

SPIRE WEALTH MANAGEMENT, LLC

Office #2: 100 Stony Brook Ct, Newburgh, NY 12550

RIA

CRD#: 113908

Ormond Beach, FL

Current

September 4, 2009 - Present

SPIRE SECURITIES, LLC

Office #1: 100 Stony Brook Ct., Newburgh, NY 12550

CRD#: 144131

Newburgh, NY

Past

March 5, 2007 - September 8, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

NEWBURGH, NY

Past

January 12, 2007 - September 8, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

NEWBURGH, NY

Past

August 12, 2004 - February 2, 2007

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

NEWBURGH, NY

Past

February 24, 1998 - August 13, 2004

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

May 23, 1997 - December 12, 1997

KEY INVESTMENTS INC.

CRD#: 15873

CLEVELAND, OH

Past

March 30, 1995 - May 22, 1997

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

POUGHKEEPSIE, NY

Past

December 24, 1990 - November 29, 1995

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

Past

September 4, 1987 - November 29, 1995

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/4/2009)

Florida
(1/11/2016)

IAR

Florida
(4/6/2022)

New York
(9/4/2009)

IAR

New York
(4/6/2021)

North Carolina
(12/6/2022)

IAR

Pennsylvania
(9/8/2009)

Tennessee
(1/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/3/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/22/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/27/1987

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

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Contact information

Main Address

7901 Jones Branch Dr. Suite 810, Mclean, VA 22102

Mailing Address

7901 Jones Branch Drive Suite 800, Mclean, VA 22102

Phone number

(703) 657-6060

Established

Firm type

Fiscal year end

# of Employees

165

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 SPIRE WEALTH MANAGEMENT ADV 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	15,808
AUM (Assets Under Management)	$ 4,617,171,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven M. Digregorio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Michael Digregorio's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPIRE SECURITIES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

KEYBANC CAPITAL MARKETS INC.

M&T SECURITIES, INC.

KEY INVESTMENTS INC.

PRIME CAPITAL SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Primary Firm SEC Registration

SPIRE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/3/2007

Series 63

Date: 8/22/1987

SIE

Date: 10/1/2018

Series 7

Date: 7/8/1998

Series 6

Date: 8/27/1987

FINRA

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPIRE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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