Joy Mead

MEAD WEALTH MANAGEMENT LLC

Vero Beach, FL

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CRD#: 1730787

Professional summary

Joy Mead is a registered financial advisor currently at MEAD WEALTH MANAGEMENT LLC located in Vero Beach, Florida.

Joy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Joy has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MEAD GLOBAL FINANCIAL SERVICES, LLC - PRESIDENT OF VERO BEACH, FL ENTITY; APPROXIMATELY 3 HRS PER MONTH, WITH APPROX. 0 DURING TRADING HOURS; INVESTMENT RELATED; STARTED:12/2017;. 2) MEAD WEALTH MANAGEMENT LLC - PRESIDENT OF VERO BEACH, FL ENTITY PROVIDING FINANCIAL SERVICES TO CLIENTS; DEVOTES APPROX 130 HOURS/MO TO ACTIVITY, MOST OF WHICH IS DURING TRADING HOURS; INVESTMENT RELATED; STARTED MARCH 2019. 3) LEGENDS FINANCIAL MARKETING SERVICES, LLC - INSURANCE AGENT FOR N. PALM BEACH GARDENS, FL. AGENCY; OFFER NON-SECURITIES INSURANCE PRODUCTS; 3 HOURS/MONTH WITH APPROX. 0 HOURS/MO DURING TRADING HOURS; INVESTMENT-RELATED (SOLELY INSURANCE); STARTED JULY 2020.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joy Mead's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2019 - Present

MEAD WEALTH MANAGEMENT LLC

RIA

CRD#: 301568

Vero Beach, FL

Past

December 6, 2023 - December 31, 2023

FIRST DOMINION CAPITAL CORP.

CRD#: 16330

RICHMOND, VA

Past

December 7, 2020 - March 27, 2022

CRD#: 8112

CHARLOTTE, NC

Past

September 24, 1987 - July 1, 1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/17/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

Current Firm

MEAD WEALTH MANAGEMENT LLC

CRD#: 301568 / SEC#:

Florida

Registered Investment Advisory firm - (7/12/2019 Approved)

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Contact information

Main Address

Vero Beach, FL

Mailing Address

Phone number

(772) 321-0435

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 10,746,542

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Joy Mead

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joy Mead's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST DOMINION CAPITAL CORP.

HOLLISTER ASSOCIATES, LLC

FIRST DOMINION CAPITAL CORP.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

FIRST UNION BROKERAGE SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 6/17/1988

SIE

Date: 7/11/2017

Series 7

Date: 9/19/1987

Current Firm

MEAD WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MEAD WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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