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Joy Mead

MEAD WEALTH MANAGEMENT
Vero Beach, FL
·CRD# 1730787·39 years experience

Professional Summary

Joy Mead is a registered financial advisor currently at MEAD WEALTH MANAGEMENT LLC located in Vero Beach, Florida and FIRST DOMINION CAPITAL CORP. located in Richmond, Virginia. Joy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Joy has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

MEAD WEALTH MANAGEMENT LLC·CRD# 301568
RIA
Vero Beach, FL
July 12, 2019 - Present
FIRST DOMINION CAPITAL CORP.·CRD# 16330
BD
8730 Stony Point Parkway Building Iii, Suite 205, Richmond, VA 23235
December 11, 2025 - Present
FIRST DOMINION CAPITAL CORP.·CRD# 16330
BD
Richmond, VA
December 6, 2023 - December 31, 2023
HOLLISTER ASSOCIATES, LLC·CRD# 173366
BD
Mount Pleasant, SC
December 7, 2020 - March 27, 2022
FIRST DOMINION CAPITAL CORP.·CRD# 16330
BD
Richmond, VA
June 13, 2019 - July 9, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Vero Beach, FL
July 25, 2013 - July 11, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Vero Beach, FL
July 12, 2013 - July 11, 2017
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Vero Beach, FL
January 1, 2008 - May 23, 2013
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Vero Beach, FL
January 1, 2008 - May 23, 2013
A. G. EDWARDS & SONS, INC.·CRD# 4
RIA
Vero Beach, FL
April 26, 2004 - January 1, 2008
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
Vero Beach, FL
April 16, 2004 - January 3, 2008
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Vero Beach, FL
August 16, 1995 - April 30, 2004
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
August 9, 1995 - April 30, 2004
FIRST UNION BROKERAGE SERVICES, INC.·CRD# 8112
BD
Charlotte, NC
February 19, 1993 - October 12, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 24, 1987 - July 1, 1992

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Current Firm

MW
MEAD WEALTH MANAGEMENT LLC

MEAD WEALTH MANAGEMENT LLC

CRD#: 301568
Florida
Registered Investment Advisory firm - Florida (7/12/2019 Approved)

Contact Information

Main Address

Vero Beach, FL

Phone Number

(772) 321-0435

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

44

AUM (Assets Under Management)

$17,408,478

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MEAD WEALTH MANAGEMENT LLC, Vero Beach, FL, investment advisory firm; managing member, start date 03/2019, approx. 192 hours/month, compensation-fees, work with clients to help them with their investment goals by providing advice and oversight; 100% owner.
(2) MEAD GLOBAL FINANCIAL SERVICES, LLC - Not investment related, Vero Beach, FL; active legal entity not conducting business; start date 07/2013, less than 1 hour/month, not compensated, 100% owner. 3) LEGENDS FINANCIAL MARKETING SERVICES, LLC, insurance sales, Palm Beach Gardens, FL; start date 10/2019, independent agent, less than 1 hr/month, compensated through commissions. 4) SOUTHWEST ANNUITIES MARKETING, insurance sales, Phoenix, AZ; start date 08/2024, independent agent, less than 1 hr/month, compensated through commissions.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
IAR
Florida
(7/12/2019)
RR
Florida
(12/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1987About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Joy Mead's CRS (Customer Relationship Summary).

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JM
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