Christine Garner-duane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Garner-duane, who also goes by Christine Lynn Adams, Christine Garner Duane, Christine L Garner, Christine Lynn Garner, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1987. Christine had worked at 5 firms and has passed the Series 63, Series 65, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2006 - December 21, 2012
WORLD INVESTMENTS, LLC
May 3, 2002 - December 21, 2012
WORLD INVESTMENTS, LLC
August 28, 2000 - February 4, 2002
APEX CLEARING CORPORATION
June 4, 1996 - August 23, 2000
CFD INVESTMENTS, INC.
January 4, 1996 - May 21, 1996
CANTONE RESEARCH INC.
September 29, 1987 - December 6, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
