Thomas Earl Hampton
ChFC®Professional Summary
Thomas Earl Hampton, ChFC® is a registered financial advisor currently at H2OLS WEALTH MANAGEMENT SOLUTIONS LLC located in Oneonta, Alabama and FORTUNE FINANCIAL SERIVCES, LLC located in Oneonta, Alabama. Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Thomas has worked at 9 firms and has passed the Series 63, Series 62, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
H2OLS WEALTH MANAGEMENT SOLUTIONS LLC | H2OLS WEALTH MANAGEMENT SOLUTIONS, LLC
Contact Information
Main Address
Oneonta, ALPhone Number
(205) 913-3803# of Employees
1Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1987About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Earl Hampton's CRS (Customer Relationship Summary).
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