Thomas E. Hampton

H2OLS WEALTH MANAGEMENT SOLUTIONS

ONEONTA, AL

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CRD#: 1730068

Professional summary

Thomas Earl Hampton, ChFC® is a registered financial advisor currently at H2OLS WEALTH MANAGEMENT SOLUTIONS LLC located in Oneonta, Alabama and FORTUNE FINANCIAL SERVICES, INC. located in Oneonta, Alabama.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Thomas has worked at 9 firms and has passed the Series 63, Series 62, SIE, Series 7, Series 6 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Earl Hampton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

June 30, 2026 - Present

H2OLS WEALTH MANAGEMENT SOLUTIONS LLC

RIA

CRD#: 341011

ONEONTA, AL

Current

July 1, 2026 - Present

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

Oneonta, AL

Past

March 25, 2017 - July 2, 2026

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Oneonta, AL

Past

March 25, 2017 - July 2, 2026

MML INVESTORS SERVICES, LLC

CRD#: 10409

Oneonta, AL

Past

April 18, 2001 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

BIRMINGHAM, AL

Past

March 30, 1993 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

BIRMINGHAM, AL

Past

March 30, 1993 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

BIRMINGHAM, AL

Past

March 1, 1993 - March 10, 1993

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

February 22, 1993 - March 10, 1993

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

October 14, 1987 - December 28, 1992

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

October 14, 1987 - December 28, 1992

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Alabama
(7/2/2026)

Alabama
(7/7/2026)

California
(7/3/2026)

District of Columbia
(7/8/2026)

Florida
(7/7/2026)

Illinois
(7/8/2026)

Indiana
(7/10/2026)

Louisiana
(7/7/2026)

Maryland
(7/10/2026)

Michigan
(7/6/2026)

North Carolina
(7/8/2026)

Pennsylvania
(7/7/2026)

South Carolina
(7/8/2026)

Tennessee
(7/7/2026)

IAR

Texas
(6/30/2026)

Texas
(7/2/2026)

Virginia
(7/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/13/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 1/2/2023

Corporate Securities Limited Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/8/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/13/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/2/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

H2OLS WEALTH MANAGEMENT SOLUTIONS LLC

H2OLS WEALTH MANAGEMENT SOLUTIONS LLC | H2OLS WEALTH MANAGEMENT SOLUTIONS, LLC

CRD#: 341011 / SEC#:

Texas

Registered Investment Advisory firm - (5/27/2026 Conditional Restricted)

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Contact information

Main Address

Oneonta, AL

Mailing Address

Phone number

(205) 913-3803

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas E. Hampton

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Earl Hampton's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/13/1987

Series 62

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/8/1999

Series 6

Date: 10/13/1987

Series 24

Date: 12/2/2004

FINRA

Current Firm

H2OLS WEALTH MANAGEMENT SOLUTIONS LLC

Contact information

Documents

Red Flags

Company Information

H2OLS WEALTH MANAGEMENT SOLUTIONS LLC

TRUST BUT VERIFY

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