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Andrew Lewis Tussing

CRD# 1729944·Registered 1987 - 2013
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew Lewis Tussing was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1987 - 2013. Andrew had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

THE KEYSTONE EQUITIES GROUP, L.P.·CRD# 127529
BD
Ambler, PA
December 20, 2011 - August 12, 2013
1ST BRIDGEHOUSE SECURITIES, LLC·CRD# 44655
BD
Columbia, MD
October 7, 2005 - December 31, 2009
THE KEYSTONE EQUITIES GROUP, L.P.·CRD# 127529
BD
Ambler, PA
March 29, 2005 - December 21, 2005
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
March 19, 2003 - March 4, 2004
VANGUARD CAPITAL·CRD# 22081
BD
Del Mar, CA
March 3, 2000 - August 30, 2001
DB ALEX. BROWN LLC·CRD# 17790
BD
Baltimore, MD
September 1, 1997 - March 27, 1998
ALEX. BROWN & SONS INCORPORATED·CRD# 20
BD
November 18, 1987 - September 1, 1997
T. ROWE PRICE INVESTMENT SERVICES, INC.·CRD# 8348
BD
September 24, 1987 - December 11, 1987

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Current Firm

TK
THE KEYSTONE EQUITIES GROUP, L.P.

THE KEYSTONE EQUITIES GROUP, L.P.

CRD#: 127529 / SEC#: 8-66011
BD
Terminated by SEC on 08/31/2013

Contact Information

Established

Pennsylvania since 02/25/2003

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KEYSTONE GROUP HOLDINGS, LPPARTNER—
FREEMAN, JOHN PLESNAROFFICER1651569
FRETZ, WILLIAM BRUCE JRCEO, CFO, SROP1545760
FRETZ, WILLIAM BRUCE JRCCO1545760
KEYSTONE GENERAL PARTNERS, INC.GENERAL PARTNER—

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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