Joseph M. Lydon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Michael Lydon, who also goes by Joe Lydon, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1990. Joseph had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2013 - August 10, 2021
XTON FINANCIAL LLC
May 2, 2012 - May 13, 2013
BESTVEST INVESTMENTS, LTD.
July 26, 2006 - July 16, 2010
GE INVESTMENT DISTRIBUTORS, INC
January 26, 2001 - August 2, 2005
VOYA INVESTMENTS DISTRIBUTOR, LLC
January 24, 2000 - January 2, 2001
ING FUNDS DISTRIBUTOR, INC.
March 11, 1996 - January 21, 2000
SEI INVESTMENTS DISTRIBUTION CO.
June 7, 1993 - April 17, 1995
FPS BROKER SERVICES, INC.
June 14, 1990 - September 15, 1995
DREMAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
XTON FINANCIAL LLC
CRD#: 132847 / SEC#: , 8-66643
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
