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JB

Joseph L. Boyle

ESSEX SECURITIES LLC
Jersey City, NJ 07302
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CRD#: 1729586
JB

Professional summary


Joseph Louis Boyle is a registered financial professional currently at ESSEX SECURITIES LLC located in Jersey City, New Jersey.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1987. Joseph has worked at 7 firms and has passed the Series 63, SIE, Series 50, Series 52 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Joseph Louis Boyle's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 3, 2024 - Present

ESSEX SECURITIES LLC

Office #1: 95 Christopher Columbus Dr Suite 16-11, Jersey City, NJ 07302
BD
CRD#: 46605
Jersey City, NJ
Past

January 24, 2023 - December 8, 2023

MELVIN SECURITIES, L.L.C.

BD
CRD#: 29767
CHICAGO, IL
Past

January 11, 2021 - January 26, 2023

ESSEX SECURITIES LLC

BD
CRD#: 46605
JERSEY CITY, NJ
Past

November 20, 2019 - February 8, 2021

SAN BLAS SECURITIES LLC

BD
CRD#: 290605
CHICAGO, IL
Past

August 27, 2019 - November 25, 2019

BLAYLOCK VAN, LLC

BD
CRD#: 145317
NEW YORK, NY
Past

May 31, 2016 - September 9, 2019

IFS SECURITIES

BD
CRD#: 40375
ATLANTA, GA
Past

March 22, 1989 - September 25, 1990

PNC CAPITAL MARKETS LLC

BD
CRD#: 15647
Past

October 5, 1987 - September 17, 1988

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(1/3/2024)
RR
New Jersey
(1/3/2024)
RR
Pennsylvania
(1/3/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 3/13/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


ES
ESSEX SECURITIES LLC
EASTERN POINT DISTRIBUTORS, LLC | INVESTORS MARKETING WHOLESALE SERVICES | INVESTORS MARKETING SERVICES | FIRST ESSEX SECURITIES, LLC. | ESSEX SECURITIES LLC

CRD#: 46605 / SEC#: , 8-51472

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
95 Christopher Columbus Dr Suite 16-11, Jersey City, NJ 07302
Mailing Address
Po Box 3602, Jersey City, NJ 07303-3602
Phone number
(201) 777-7121
Established
Massachusetts since 12/27/1994
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ES GROUP, INCOWNER
BEATON, DANIEL STEWARTFINOPS4240769
GUPTA, PRAKASHCHIEF EXECUTIVE OFFICER5784605
SHEPETIN, LLOYD ECHIEF COMPLIANCE OFFICER1263121

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ESSEX SECURITIES LLC

CRD#: 46605Jersey City, NJ 07302

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