Alan J. Reef
Professional summary
Alan Joel Reef, who also goes by Alan J Reef, is a registered financial advisor currently at CARY STREET PARTNERS located in Summit, New Jersey and CARY STREET PARTNERS ASSET MANAGEMENT located in Summit, New Jersey.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Alan has worked at 3 firms and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alan Joel Reef's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2020 - Present
CARY STREET PARTNERS
Office #1: 129 Summit Avenue, Summit, NJ 07901February 17, 2021 - Present
CARY STREET PARTNERS ASSET MANAGEMENT
Office #1: 129 Summit Ave, Summit, NJ 07901January 10, 2020 - September 28, 2020
TRADITION ASSET MANAGEMENT LLC
Primary Firm SEC Registration
CARY STREET PARTNERS
CRD#: 128545 / SEC#: 801-64239
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/23/2020)
(12/6/2023)
Exams
Series 2
Date: 4/18/1995
Non-Member General Securities ExaminationCurrent Firm
CARY STREET PARTNERS
CRD#: 128545 / SEC#: 801-64239
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
