Roy A. Hamrick

HAMRICK INVESTMENT COUNSEL

Seattle, WA 98121-2567

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CRD#: 1729273

Professional summary

Roy Albert Hamrick, who also goes by Roy A. Hamrick, is a registered financial advisor currently at HAMRICK INVESTMENT COUNSEL, LLC located in Seattle, Washington.

Roy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Roy has worked at 1 firm and has passed the Series 63 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Roy A. Hamrick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roy Albert Hamrick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2012 - Present

HAMRICK INVESTMENT COUNSEL, LLC

Office #1: 2033 Sixth Avenue, Suite 820, Seattle, WA 98121-2567

RIA

CRD#: 116314

Seattle, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAMRICK INVESTMENT COUNSEL, LLC

HAMRICK INVESTMENT COUNSEL | HAMRICK, ROY A. | HAMRICK INVESTMENT COUNSEL, LLC

CRD#: 116314 / SEC#: 801-79347

RIA

Registered Investment Advisory firm - (3/19/2014 Approved)

California

Registered Investment Advisory firm - (1/6/2005 Terminated)

Washington

Registered Investment Advisory firm - (3/24/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(4/12/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/13/1987

Uniform Securities Agent State Law Examination

Principal/Supervisory Exam

Series 24

Date: 11/16/1987

General Securities Principal Examination

Current Firm

HAMRICK INVESTMENT COUNSEL, LLC

HAMRICK INVESTMENT COUNSEL | HAMRICK, ROY A. | HAMRICK INVESTMENT COUNSEL, LLC

CRD#: 116314 / SEC#: 801-79347

RIA

Registered Investment Advisory firm - (3/19/2014 Approved)

California

Registered Investment Advisory firm - (1/6/2005 Terminated)

Washington

Registered Investment Advisory firm - (3/24/2014 Terminated)

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Contact information

Main Address

2033 Sixth Avenue, Suite 820, Seattle, WA 98121-2567

Mailing Address

Phone number

(206) 441-9911

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HAMRICK INVESTMENT COUNSEL, LLC, FORM ADV, PART 2 (BROCHURE) (3/20/2025)

Regulatory assets under management

Total Number of Accounts	277
AUM (Assets Under Management)	$ 268,725,642

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roy A. Hamrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roy Albert Hamrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAMRICK INVESTMENT COUNSEL, LLC

Primary Firm SEC Registration

HAMRICK INVESTMENT COUNSEL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/13/1987

Series 24

Date: 11/16/1987

Current Firm

HAMRICK INVESTMENT COUNSEL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAMRICK INVESTMENT COUNSEL, LLC

TRUST BUT VERIFY

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