James D. Glascott
Professional summary
James David Glascott is a registered financial professional currently at AMERIVET SECURITIES, INC. located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1987. James has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James David Glascott's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2020 - Present
AMERIVET SECURITIES, INC.
Office #1: 1155 Avenue Of The Americas 14th Floor, New York, NY, 10036Office #2: 1155 Avenue Of The Americas 14th Floor, New York, NY, 10036July 19, 2001 - January 25, 2019
BARCLAYS CAPITAL INC.
December 22, 1987 - May 4, 2001
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
AMERIVET SECURITIES, INC.
CRD#: 34786 / SEC#: , 8-46478
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
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