Forrest F. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Forrest Fowler Butler, who also goes by Forrest F Butler, was a registered financial professional .
Forrest is a previously registered financial professional and started their career in finance in 1987. Forrest had worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2016 - January 23, 2019
WALTON RE SECURITIES, LLC
August 19, 2015 - June 9, 2016
LEAGUE CAPITAL MARKETS
October 31, 2014 - July 20, 2015
THOMPSON DAVIS & CO., INC.
November 15, 2004 - November 3, 2014
BUTLER CAPITAL PARTNERS
August 25, 1987 - April 11, 1991
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WALTON RE SECURITIES, LLC
CRD#: 172024 / SEC#: , 8-69494
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
