Bruce H. Kerr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce H Kerr was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1987. Bruce had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 1997 - April 25, 2012
NORTH RIDGE SECURITIES CORP.
November 7, 1995 - April 10, 1997
JARON EQUITIES CORP.
September 29, 1995 - November 8, 1995
DIME SECURITIES, INC.
October 20, 1987 - September 29, 1995
GRIFFIN FINANCIAL SERVICES
October 6, 1987 - January 31, 1989
BENJAMIN SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NORTH RIDGE SECURITIES CORP.
CRD#: 27098 / SEC#: 801-108451, 8-42879
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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