Edward P. Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Patrick Harris was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1987. Edward had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 1990 - September 12, 1990
HASAN GROWNEY CO. INC.
May 23, 1990 - June 7, 1990
FIRST MONTAUK SECURITIES CORP.
June 19, 1989 - March 23, 1990
JONATHAN ALAN & CO., INC.
March 30, 1989 - June 21, 1989
JERSEY CAPITAL MARKETS GROUP INC.
August 24, 1987 - October 2, 1989
F.D. ROBERTS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HASAN GROWNEY CO. INC.
CRD#: 17137 / SEC#: , 8-35095
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
