Daniel L. Wildermuth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Lloyd Wildermuth, who also goes by Dan Lloyd Wildermuth, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1998. Daniel had worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2017 - March 12, 2021
WILDERMUTH ADVISORY, LLC
October 3, 2017 - March 12, 2021
WILDERMUTH SECURITIES, LLC
December 6, 2016 - March 12, 2021
ASTERIA WEALTH LLC
February 15, 2005 - March 12, 2021
KALOS MANAGEMENT
December 15, 2004 - February 15, 2005
KALOS MANAGEMENT
March 6, 2003 - March 22, 2005
KALOS CAPITAL, INC.
February 4, 1998 - March 12, 2021
KALOS CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 12/6/1997
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
WILDERMUTH ADVISORY, LLC
CRD#: 169354 / SEC#: 801-78820
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 121,456,840 |
Red Flags
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