Jennifer M. Haas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Marie Haas, who also goes by Jennifer Marie Grams, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1992. Jennifer had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 51, Series 24, Series 14 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2006 - May 18, 2015
CITY SECURITIES CORPORATION
July 7, 1999 - May 18, 2015
CITY SECURITIES CORPORATION
September 14, 1992 - June 17, 1999
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 2/23/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 1/11/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CITY SECURITIES CORPORATION
CRD#: 1459 / SEC#: 801-67527, 8-975
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITY SECURITIES, LLC | HOLDING COMPANY | |
| OLSEN, JOHN GERALD | CCO | 1395283 |
Disclosures
| Regulatory Event | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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